ADT 2011 Annual Report Download - page 303

TYCO INTERNATIONAL LTD.
NOTES TO THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011
(Continued)
12. REMUNERATION OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVES FOR
2011 (Continued)
(3) Includes the maximum number of shares for which these individuals can acquire beneficial
ownership upon the exercise of stock options that are currently vested or will vest before
December 30, 2011 as follows: Mr. Breen, 1,872,932; Mr. Davidson, 276,934; Mr. Gordon, 4,974;
Mr. Krol, 5,996; Mr. Nayar, 80,575; Dr. O’Neill, 4,974; Ms. Reinsdorf, 222,057; Mr. Sklarsky,
18,125; and Ms. Wijnberg, 4,974.
(4) Includes the maximum number of shares for which these individuals can acquire beneficial
ownership upon the vesting of restricted stock units that are currently scheduled to vest before
December 30, 2011, as follows: Mr. Sklarsky, 14,906.
(5) Includes 16,565 shares held in the Edward D. Breen 2010-1 Trust.
The following table sets forth the number of shares of common stock beneficially owned as of
October 31, 2010 by each current Director, the Company’s executive board, as of the end of fiscal
year 2010, as determined by the Board of Directors and reflected in the Commercial Register for
the Canton of Schaffhausen.
Number of
Common Shares
Beneficially Percentage
Beneficial Owner Title Owned(1) of Class
Officers and Directors
Edward D. Breen ......... Chairman and Chief Executive Officer 4,152,543(2)(3)(4)(5) *
Christopher J. Coughlin .... Executive Vice President and Chief
Financial Officer 712,478(3)(4)(6) *
Michael E. Daniels ........ Director 0 *
Carol Anthony Davidson .... Senior Vice President, Controller and Chief
Accounting Officer 250,805(3)(4) *
Timothy M. Donahue ...... Director 6,809(2) *
Brian Duperreault ........ Director 18,721(2) *
Bruce S. Gordon ......... Lead Director 26,360(2)(3) *
Rajiv L. Gupta .......... Director 16,785(2) *
John A. Krol ............ Director 29,332(2)(3) *
Arun Nayar ............. Senior Vice President and Treasurer 56,451(3) *
Brendan R. O’Neill ....... Director 25,860(2)(3) *
Judith A. Reinsdorf ....... Executive Vice President and General
Counsel 174,424(3) *
William S. Stavropoulos .... Director 10,153(2) *
Sandra S. Wijnberg ....... Director 25,860(2)(3) *
R. David Yost ........... Director 14,911 *
Dinesh Paliwal ........... Director Nominee 0 *
* Less than 1.0%
(1) The number shown reflects the number of common shares owned beneficially as of October 31, 2010, based
on information furnished by the persons named, public filings and Tyco’s records. A person is deemed to be a
beneficial owner of common shares if he or she, either alone or with others, has the power to vote or to
dispose of those common shares. Except as otherwise indicated below and subject to applicable community
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