The Hartford 2009 Annual Report Download - page 250

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THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009
FORM 10-K
EXHIBITS INDEX
The exhibits attached to this Form 10-K are those that are required by Item 601 of Regulation S-K.
Exhibit No. Description
3.01 Amended and Restated Certificate of Incorporation of The Hartford Financial Services Group, Inc. ("The Hartford"),
incorporated by reference to Exhibit 3.01 to The Hartford’ s Current Report on Form 8-K, filed June 2, 2009).
3.02 Certificate of Designations of The Hartford Financial Services Group, Inc. with respect to Series E Fixed Rate
Cumulative Perpetual Preferred Stock, dated June 25, 2009 (incorporated herein by reference to Exhibit 3.01 to The
Hartford’ s Current Report on Form 8-K, filed June 26, 2009).
3.02 Amended and Restated By-Laws of The Hartford, amended effective May 27, 2009 (incorporated herein by reference
to Exhibit 3.01 to The Hartford's Current Report on Form 8-K, filed June 2, 2009).
4.01 Warrant to Purchase Shares of Common Stock of The Hartford Financial Services Group, Inc., dated June 26, 2009
(incorporated herein by reference to Exhibit 4.01 to The Hartford’ s Current Report on Form 8-K, filed June 26, 2009).
4.02 Senior Indenture, dated as of October 20, 1995, between The Hartford and The Chase Manhattan Bank (National
Association) as Trustee (incorporated herein by reference to Exhibit 4.03 to the Registration Statement on Form S-3
(Registration No. 333-103915) of The Hartford, Hartford Capital IV, Hartford Capital V and Hartford Capital VI).
4.03 Supplemental Indenture No. 1, dated as of December 27, 2000, to the Senior Indenture filed as Exhibit 4.02 hereto,
between The Hartford and The Chase Manhattan Bank, as Trustee (incorporated herein by reference to Exhibit 4.30 to
The Hartford’ s Registration Statement on Form S-3 (Amendment No. 1) (Registration No. 333-49666) dated December
27, 2000).
4.04 Supplemental Indenture No. 2, dated as of September 13, 2002, to the Senior Indenture filed as Exhibit 4.02 hereto,
between The Hartford and JPMorgan Chase Bank, as Trustee (incorporated herein by reference to Exhibit 4.1 to The
Hartford's Current Report on Form 8-K, filed September 17, 2002).
4.05 Form of Global Security (included in Exhibit 4.04).
4.06 Supplemental Indenture No. 3, dated as of May 23, 2003, to the Senior Indenture filed as Exhibit 4.02 hereto, between
The Hartford and JPMorgan Chase Bank, as Trustee (incorporated herein by reference to Exhibit 4.1 of The Hartford's
Current Report on Form 8-K, filed May 30, 2003).
4.07 Senior Indenture, dated as of March 9, 2004, between The Hartford and JPMorgan Chase Bank, as Trustee
(incorporated herein by reference to Exhibit 4.1 to The Hartford's Current Report on Form 8-K, filed March 12, 2004).
4.08 Junior Subordinated Indenture, dated as of February 12, 2007, between The Hartford and LaSalle Bank, N.A., as
Trustee (incorporated herein by reference to Exhibit 4.1 to The Hartford’ s Current Report on Form 8-K, filed February
16, 2007).
4.09 Senior Indenture, dated as of April 11, 2007, between The Hartford and The Bank of New York Trust Company, N.A.,
as Trustee (incorporated herein by reference to Exhibit 4.03 to the Registration Statement on Form S-3 (Registration
No. 333-142044) of The Hartford, Hartford Capital IV, Hartford Capital V and Hartford Capital VI, filed on April 11,
2007).
*10.01 Separation Agreement and General Release by and between The Hartford and Thomas M. Marra, dated as of February
24, 2009 (incorporated herein by reference to Exhibit 10.01 to The Hartford’ s Quarterly Report on Form 10-Q for the
quarterly period ended March 31, 2009).
10.02 Letter Agreement, dated as of June 9, 2009, by and between The Hartford Financial Services Group, Inc., Allianz SE
and Allianz Finance II Luxembourg S.a.r.l. (incorporated herein by reference to Exhibit 10.01 to The Hartford’ s
Current Report on Form 8-K, filed June 12, 2009).
10.03 Letter Agreement including the Securities Purchase Agreement-Standard Terms incorporated therein, between The
Hartford Financial Services Group, Inc. and The United States Department of Treasury, dated June 26, 2009
(incorporated herein by reference to Exhibit 10.01 to The Hartford’ s Current Report on Form 8-K, filed June 26, 2009).