Capital One 2003 Annual Report Download - page 132
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Exhibit
Number Description
4.4.4* Copy of 4.25% Notes, due 2008, of Capital One Bank.
4.4.5* Copy of 5.75% Notes, due 2010, of Capital One Bank.
4.4.6* Copy of 6.50% Notes, due 2013, of Capital One Bank.
4.4.7* Copy of 4.875% Notes, due 2008, of Capital One Bank.
4.4.8 Copy of 8.25% Notes, due 2005, of Capital One Bank (incorporated by reference to Exhibit 4.4.4 of
the 2000 Form 10-K).
4.5.1 Senior Indenture and Form T-1 dated as of November 1, 1996 among Capital One Financial
Corporation and Harris Trust and Savings Bank (incorporated by reference to Exhibit 4.5.1 of the
2002 Form 10-K).
4.5.2 Copy of 8.75% Notes, due 2007, of Capital One Financial Corporation (incorporated by reference to
Exhibit 4.5.5 of the 2001 Form 10-K).
4.5.3 Copy of 7.125% Notes, due 2008, of Capital One Financial Corporation (incorporated by reference
to Exhibit 4.8 of the 1998 Form 10-K).
4.5.4 Copy of 7.25% Notes, due 2006, of the Capital One Financial Corporation (incorporated by
reference to Exhibit 4.10 of the 1999 Form 10-K/A).
4.5.5* Copy of 6.25% Notes, due 2013, of Capital One Financial Corporation.
4.6.1 Declaration of Trust, dated as of January 28, 1997, between Capital One Bank and The First
National Bank of Chicago, as trustee (including the Certificate of Trust executed by First Chicago
Delaware Inc., as Delaware trustee) (incorporated by reference to Exhibit 4.6.1 of the 2002 Form
10-K).
4.6.2 Copies of Certificates Evidencing Capital Securities (incorporated by reference to Exhibit 4.6.2 of
the 2002 Form 10-K).
4.6.3* Amended and Restated Declaration of Trust, dated as of January 31, 1997, by and among Capital
One Bank, The First National Bank of Chicago and First Chicago Delaware Inc.
4.7 Issue and Paying Agency Agreement dated as of October 24, 1997 between Capital One Bank,
Morgan Guaranty Trust Company of New York, London Office, and the Paying Agents named
therein (incorporated by reference to Exhibit 4.9 of the 1998 Form 10-K).
4.8 Upper DECs®form of certificate (incorporated herein by reference to each of the Corporation’s
registration statement on Form 424B3 filed on April 17, 2002, and prospectus supplement on Form
424B5 filed on April 19, 2002, and Exhibit 4.5 to the Corporation’s Report on Form 8-K, filed on
April 23, 2002).
10.1.1 1995 Associate Stock Purchase Plan (incorporated by reference to Exhibit 10.1.1 of the 2002 Form
10-K).
10.1.2 2002 Associate Stock Purchase Plan (incorporated by reference to Exhibit 4.1 of the Corporation’s
Form S-8 filed with the Securities and Exchange Commission on October 10, 2002).
10.2.1 Lease Agreement, dated as of December 5, 2000, among First Union Development Corporation, as
Lessor, and Capital One F.S.B. and Capital One Bank, jointly and severally, as Lessees
(incorporated by reference to Exhibit 10.2.1 of the 2000 Form 10-K).
2