Capital One 2003 Annual Report Download - page 124

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PART IV
Item 15. Exhibits, Financial Statement Schedules and Reports on Form 8-K.
a) (1) The following consolidated financial statements of Capital One Financial Corporation, included in
Item 8, “Financial Statements and Supplementary Data”, are incorporated by reference hereto:
Consolidated Balance Sheets—as of December 31, 2003 and 2002
Consolidated Statements of Income—Years ended December 31, 2003, 2002 and 2001
Consolidated Statements of Changes in Stockholders’ Equity—Years ended December 2003, 2002 and
2001
Consolidated Statements of Cash Flows—Years ended December 31, 2003, 2002 and 2001
Notes to Consolidated Financial Statements
Report of Independent Auditors, Ernst & Young LLP
Selected Quarterly and Financial Data—as of and for the years ended December 31, 2003 and 2002
(2) All schedules are omitted since the required information is either not applicable, not deemed material, or
is shown in the respective financial statements or in notes thereto.
(3) Exhibits:
A list of the exhibits to this Form 10-K is set forth on the Exhibit Index immediately preceding such
exhibits and is incorporated herein by reference.
b) Reports on Form 8-K
On October 22, 2003, the Company filed under Item 5—“Other Events” and filed under
Item 7—“Financial Statements, Proforma Financial Information and Exhibits” and Item 9—“Regulation
FD Disclosure” of Form 8-K, on Exhibit 99.1, a copy of its earnings press release for the third quarter
2003 that was issued October 22, 2003. This release, which is required under Item 12, “Results of
Operations and Financial Condition,” has been included under Item 9 pursuant to interim reporting
guidance provided by the SEC. Additionally, the Company furnished the information in Exhibit 99.2,
Third Quarter Earnings Presentation for the quarter ended September 30, 2003.
On October 22, 2003, the Company furnished under Item 9—“Regulation FD Disclosure” of Form 8-K
on Exhibit 99.1 the Monthly Financial Measures—September 2003 for the month ended September 30,
2003.
On October 28, 2003, the Company furnished under Item 9—“Regulation FD Disclosure” of Form 8-K
on Exhibit 99.1 its press release dated October 27, 2003.
On October 30, 2003, the Company furnished under Item 9—“Regulation FD Disclosure” of Form 8-K
on Exhibit 99.1 the 2003 Debt and Equity Conference Introduction Presentation.
On October 30, 2003, the Company filed under Item 5—“Other Events” and filed under
Item 7—“Financial Statements, Proforma Financial Information and Exhibits” of Form 8-K, on
Exhibit 99.1, a copy of its press release dated October 29, 2003.
On November 10, 2003, the Company furnished under Item 9—“Regulation FD Disclosure” of
Form 8-K on Exhibit 99.1 the Monthly Financial Measures—October 2003 for the month ended
October 31, 2003.
On December 9, 2003, The Company furnished under Item 9—“Regulation FD Disclosure” of Form 8-K
on Exhibit 99.1 the Monthly Financial Measures—November 2003 for the month ended November 30,
2003.
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