Symantec 2013 Annual Report Download - page 55

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth information, as of August 1, 2013, with respect to the beneficial ownership of
Symantec common stock by (i) each stockholder known by Symantec to be the beneficial owner of more than 5%
of Symantec common stock, (ii) each member of the Board, (iii) the named executive officers of Symantec
included in the Summary Compensation Table appearing on page 70 of this proxy statement and (iv) all current
executive officers and directors of Symantec as a group.
Beneficial ownership is determined under the rules of the SEC and generally includes voting or investment
power with respect to securities. Unless otherwise indicated below, the persons and entities named in the table
have sole voting and sole investment power with respect to all shares beneficially owned, subject to community
property laws where applicable. Percentage ownership is based on 698,430,244 shares of Symantec common
stock outstanding as of August 1, 2013 (excluding shares held in treasury). Shares of common stock subject to
stock options and restricted stock units vesting on or before September 30, 2013 (within 60 days of August 1,
2013) are deemed to be outstanding and beneficially owned for purposes of computing the percentage ownership
of such person but are not treated as outstanding for purposes of computing the percentage ownership of others.
Name and Address of Beneficial Owner
Amount and
Nature of
Beneficial
Ownership
Percent
of Class
5% Beneficial Owner
Dodge & Cox(1) .................................................. 58,417,616 8.4%
Bank of America Corporation(2) ..................................... 43,376,598 6.2%
BlackRock, Inc.(3) ................................................ 37,173,834 5.3%
State Street Corporation(4) .......................................... 35,154,024 5.0%
Directors and Executive Officers
James A. Beer(5) ................................................. 581,531 **
Stephen M. Bennett(6) ............................................. 402,345 **
Francis A. deSouza(7) ............................................. 243,694 **
Scott C. Taylor(8) ................................................. 217,676 **
Robert S. Miller(9) ................................................ 196,578 **
David L. Mahoney(10) ............................................. 162,782 **
Daniel H. Schulman(11) ............................................ 135,299 **
Michael A. Brown(12) ............................................. 128,153 **
Geraldine B. Laybourne ............................................ 80,681 **
Frank E. Dangeard ................................................ 63,755 **
V. Paul Unruh .................................................... 37,988 **
Stephen E. Gillett ................................................. 17,876 **
Janice D. Chaffin* ................................................ 10,000 **
Enrique Salem* .................................................. — **
William T. Robbins* .............................................. — **
All current Symantec executive officers and directors as a group
(13 persons)(13) ................................................ 2,314,012 **
* Former officer.
** Less than 1%.
(1) Based solely on a Schedule 13G filing made by Dodge & Cox on February 13, 2013, reporting sole voting
and dispositive power over the shares. This stockholder’s address is 555 California Street, 40th Floor, San
Francisco, CA 94104.
(2) Based solely on a Schedule 13G filing made by Bank of America Corporation on February 14, 2013, report-
ing sole voting and dispositive power over the shares. This stockholder’s address is 100 North Tryon Street,
Floor 25, Bank of America Corporate Center, Charlotte, NC 28255.
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