Pizza Hut 2009 Annual Report Download - page 45

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individual has either sole or shared voting power or investment power and also any shares that the
individual has the right to acquire within 60 days through the exercise of any stock option or other right.
Beneficial Ownership
Number Options/SAR’s Deferral Additional
of Shares Exercisable Plans Total Underlying
Beneficially Within Stock Beneficial Stock
Name Owned(1) 60 Days(2) Units(3) Ownership Units(4) Total
David C. Novak ........... 230,278 2,909,135 1,171,302 4,310,715 1,148,132 5,458,847
David W. Dorman .......... 32,804 11,929 0 44,733 5,255 49,988
Massimo Ferragamo ........ 40,244 27,875 43,131 111,250 20,914 132,164
J. David Grissom .......... 82,827(5) 16,923 2,055 101,805 0 101,805
Bonnie G. Hill ............ 0 16,629 11,961 28,590 10,457 39,047
Robert Holland, Jr. ........ 53,952 27,875 12,168 93,995 10,023 104,018
Kenneth G. Langone ....... 650,000(6) 1,453 11,819 663,272 20,914 684,186
Jonathan Linen ........... 14,438 11,929 0 26,367 22,023 48,390
Thomas C. Nelson ......... 0 3,033 0 3,033 21,877 24,910
Thomas M. Ryan .......... 19,755 20,867 1,712 42,334 21,237 63,571
Jackie Trujillo ............. 30,804 27,875 0 58,679 42,362 101,041
Robert D. Walter .......... 51,632 732 0 52,364 9,329 61,693
Richard T. Carucci ......... 18,590(7) 484,562 0 503,152 129,360 632,512
Jing-Shyh S. Su ............ 266,813 1,061,409 0 1,328,222 134,821 1,463,043
Graham D. Allan .......... 353,094(8) 789,588 150,695 1,293,377 93,949 1,387,326
Greg Creed .............. 8,946 141,974 15,201 166,121 85,246 251,367
All Directors, Director
Nominees and Executive
Officers as a Group
(24 persons) ............ 1,948,390 7,821,870 1,502,363 11,272,623 2,526,604 13,799,227
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k)
Plan which will be subject to the voting direction of each named person at the Annual Meeting:
Proxy Statement
• Mr. Novak, 30,548 shares
• all directors, director nominees and executive officers as a group, 33,019 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60 days
pursuant to stock options and stock appreciation rights awarded under our employee or director
incentive compensation plans. For stock options, we report shares equal to the number of options
exercisable within 60 days. For SARs we report the shares that would be delivered upon exercise
(which is equal to the number of SARs multiplied by the difference between the fair market value of
our common stock at year-end and the exercise price divided by the fair market value of the stock).
(3) These amounts reflect units denominated as common stock equivalents held in deferred
compensation accounts for each of the named persons under our Directors Deferred Compensation
Plan or our Executive Income Deferral Program. Amounts payable under these plans will be paid in
shares of YUM common stock at termination of employment/directorship or within 60 days if so
elected.
(4) Amounts include units denominated as common stock equivalents held in deferred compensation
accounts which become payable in shares of YUM common stock at a time (a) other than at
termination of employment or (b) after March 1, 2010. For Mr. Novak, amounts also include
restricted stock units awarded in 2008.
(5) This amount includes 26,000 shares held in IRA accounts.
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