Pizza Hut 2009 Annual Report Download - page 44

21MAR201012032
STOCK OWNERSHIP INFORMATION
Who are our largest shareholders?
This table shows ownership information for each YUM shareholder known by our management to be
the owner of 5% or more of YUM common stock. This information is presented as of December 31, 2009,
and is based on stock ownership reports on Schedule 13G filed by each of these shareholders with the SEC
and provided to us.
Number of Shares Percent of
Name and Address of Beneficial Owner Beneficially Owned Class
Southeastern Asset Management, Inc. ........................... 48,057,553(1) 10.3%
6410 Poplar Avenue, Suite 900
Memphis, Tennessee 38119
Capital Research Global Investors* ............................. 24,337,000(2) 5.2%
333 South Hope Street
Los Angeles, California 90071
* A division of Capital Research and Management Company
(1) The filing indicates sole voting power for 28,018,971 shares, shared voting power for
14,350,458 shares, no voting power for 5,688,124 shares, sole dispositive power for 33,707,095 shares,
shared dispositive power for 14,350,458 shares and no dispositive power for 0 shares.
(2) The filing indicates sole voting power for 9,906,000 shares, shared voting power for 0 shares, sole
dispositive power for 24,337,000 shares, and shared dispositive power for 0 shares.
How much YUM common stock is owned by our directors, director nominees and executive officers?
This table shows the beneficial ownership of YUM common stock as of December 31, 2009 by
• each of our nominees for election as directors,
Proxy Statement
• each of the executive officers named in the Summary Compensation Table on page 46, and
• all directors, director nominees and executive officers as a group.
Unless we note otherwise, each of the following persons and their family members has sole voting and
investment power with respect to the shares of common stock beneficially owned by him or her. None of
the persons in this table hold in excess of one percent of the outstanding YUM common stock. Directors,
director nominees and executive officers as a group beneficially own approximately 2.4%. Our internal
stock ownership guidelines call for the Chairman to own 336,000 shares of YUM common stock or stock
equivalents. Guidelines for our other named executive officers call for them to own 50,000 shares of YUM
common stock or stock equivalents within five years following their appointment to their current position.
Other executive officers are required to own 24,000 shares of YUM common stock or stock equivalents.
The table shows the number of shares of common stock and common stock equivalents beneficially
owned as of December 31, 2009. Included are shares that could have been acquired within 60 days of
December 31, 2009 through the exercise of stock options, stock appreciation rights or distributions from
the Company’s deferred compensation plans, together with additional underlying stock units as described
in footnote 4 to the table. Under SEC rules, beneficial ownership includes any shares as to which the
25