Pizza Hut 2008 Annual Report Download - page 55

23MAR200920295069
the Company’s deferred compensation plans, together with additional underlying stock units as described
in footnote 4 to the table. Under SEC rules, beneficial ownership includes any shares as to which the
individual has either sole or shared voting power or investment power and also any shares that the
individual has the right to acquire within 60 days through the exercise of any stock option or other right.
Beneficial Ownership
Number Options/SAR’s Deferral Additional
of Shares Exercisable Plans Total Underlying
Beneficially Within Stock Beneficial Stock
Name Owned(1) 60 Days(2) Units(3) Ownership Units(4) Total
David C. Novak ............... 82,372 5,328,541 1,171,302 6,582,215 966,933 7,549,148
David W. Dorman ............. 28,869 10,797 0 39,666 5,255 44,921
Massimo Ferragamo ............ 38,028 31,655 39,409 109,092 20,700 129,792
J. David Grissom .............. 80,642(5) 15,791 2,055 98,488 0 98,488
Bonnie G. Hill ................ 0 15,497 10,100 25,597 10,350 35,947
Robert Holland, Jr. ............ 51,725 31,655 12,168 95,548 6,088 101,636
Kenneth G. Langone ........... 650,000(6) 321 8,096 658,417 20,700 679,117
Jonathan Linen ............... 14,438 10,797 0 25,235 18,087 43,322
Thomas C. Nelson ............. 0 1,446 0 1,446 17,941 19,387
Thomas M. Ryan .............. 19,755 19,735 1,712 41,202 32,203 73,405
Jackie Trujillo ................ 24,357 26,743 4,145 55,245 42,694 97,939
Robert D. Walter .............. 51,632 81 0 51,713 5,393 57,106
Richard T. Carucci ............. 10,588(7) 542,874 6,600 560,062 106,201 666,263
Jing-Shyh S. Su ............... 185,404 1,210,942 0 1,396,346 104,954 1,501,300
Graham D. Allan .............. 179,030(8) 1,041,699 77,513 1,298,242 77,671 1,375,913
Greg Creed .................. 4,874 155,995 0 160,869 66,172 227,041
All Directors, Director Nominees and
Executive Officers as a Group
(23 persons) ................ 1,506,317 10,817,757 1,469,931 13,794,005 2,006,805 15,800,810
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k) Plan which
will be subject to the voting direction of each named person at the Annual Meeting:
Proxy Statement
• Mr. Novak, 29,918 shares
• all directors, director nominees and executive officers as a group, 31,482 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60 days pursuant to stock
options and stock appreciation rights awarded under our employee or director incentive compensation plans. For
stock options, we report shares equal to the number of options exercisable within 60 days. For SARs we report
the shares that would be delivered upon exercise (which is equal to the number SARs multiplied by the difference
between the fair market value of our common stock at year-end and the exercise price divided by the fair market
value of the stock).
(3) These amounts reflect units denominated as common stock equivalents held in deferred compensation accounts
for each of the named persons under our Directors Deferred Compensation Plan or our Executive Income
Deferral Program. Amounts payable under these plans to the named executive officers and other executive
officers will be paid in shares of YUM common stock at termination of employment or within 60 days if the
executive so elected or in the case of a non-employee director, when the non-employee director leaves the Board.
(4) Amounts include units denominated as common stock equivalents held in deferred compensation accounts which
become payable in shares of YUM common stock at a time (a) other than at termination of employment or
(b) after March 1, 2009. For Mr. Novak, amounts also include restricted stock units awarded in 2008.
(5) This amount includes 26,000 shares held in IRA accounts.
(6) This amount includes 600,004 shares held in a margin account.
(7) This amount includes 6,000 shares held in a trust.
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