ADT 2009 Annual Report Download - page 284

TYCO INTERNATIONAL LTD.
NOTES TO THE FINANCIAL STATEMENTS FOR THE PERIOD ENDED SEPTEMBER 25, 2009
(Continued)
9. REMUNERATION OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVES FOR
2009 (Continued)
number of Tyco common shares equal to the aggregate number of vested DSUs credited to the individual,
including DSUs received through the accrual of dividend equivalents.
(3) Includes the maximum number of shares for which these individuals can acquire beneficial ownership upon
the vesting of restricted stock units that are currently scheduled to vest before December 30, 2009, as follows:
Mr. Breen, 45,465; Mr. Coughlin, 20,847; and Mr. Davidson, 5,765.
(4) Includes the maximum number of shares for which these individuals can acquire beneficial ownership upon
the exercise of stock options that are currently vested or will vest before December 30, 2009 as follows:
Mr. Breen, 2,835,479; Mr. Coughlin, 370,553; Mr. Davidson, 165,819; Mr. Gordon, 4,974; Mr. Krol, 5,996;
Mr. Nayar, 13,850; Dr. O’Neill, 4,974; Ms. Reinsdorf, 70,453; Ms. Wijnberg, 4.974; and Mr. York, 4,974.
(5) Includes 83,748 shares held in the Edward D. Breen 2008-1 Trust
(6) Includes 36,000 options held in the Christopher J. Coughlin 2008 Equity Trust
10. SIGNIFICANT SHAREHOLDERS
The following table sets forth the information indicated for persons or groups known to the
Company to be beneficial owners of more than 5% of the outstanding common shares.
Percentage of
Number of Common Stock
Common Shares Outstanding on
Name and Address of Beneficially October 31,
Beneficial Owner Owned(1) 2009
Capital World Investors ................................... 31,075,250 6.5%
333 South Hope Street
Los Angeles, CA 90071
(1) The amount shown for the number of common shares over which Capital World Investors
exercised investment discretion was provided pursuant to the Schedule 13G dated February 12,
2009 that it filed with the SEC, indicating beneficial ownership as of December 31, 2008.
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