ADT 2009 Annual Report Download - page 283

TYCO INTERNATIONAL LTD.
NOTES TO THE FINANCIAL STATEMENTS FOR THE PERIOD ENDED SEPTEMBER 25, 2009
(Continued)
9. REMUNERATION OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVES FOR
2009 (Continued)
d) Security Ownership of Certain Beneficial Owners and Management
The following table sets forth the number of shares of common stock beneficially owned as of
October 31, 2009 by each current Director, the Company’s executive board, as determined by the
Board of Directors and reflected in the Commercial Register for the Canton of Schaffhausen.
Number of
Common Shares
Beneficially Percentage
Beneficial Owner Title Owned(1) of Class
Officers and Directors
Edward D. Breen ......... Chairman and Chief Executive Officer 3,963,559(2)(3)(4)(5) 0.8%
Christopher J. Coughlin .... Executive Vice President and Chief
Financial Officer 483,310(3)(4)(6) 0.1%
Carol Anthony Davidson .... Senior Vice President, Controller and Chief
Accounting Officer 187,259(3)(4)
Timothy M. Donahue ...... Director 5,321(2) *
Brian Duperreault ........ Director 16,975(2) *
Bruce S. Gordon ......... Lead Director 24,553(2)(4) *
Rajiv L. Gupta .......... Director 14,648(2) *
John A. Krol ............ Director 27,525(2)(4) *
Arun Nayar ............. Senior Vice President and Treasurer 20,819(4)
Brendan R. O’Neill ....... Director 24,053(2)(4) *
Judith A. Reinsdorf ....... Executive Vice President and General
Counsel 103,529(4)
William S. Stavropoulos .... Director 8,607(2) *
Sandra S. Wijnberg ....... Director 24,053(2)(4) *
Jerome B. York .......... Director 32,803(2)(4) *
R. David Yost ........... Director 5,000 *
Michael E. Daniels ........ Director Nominee 0
* Less than 0.1%
(1) The number shown reflects the number of common shares owned beneficially as of October 31, 2009, based
on information furnished by the persons named, public filings and Tyco’s records. A person is deemed to be a
beneficial owner of common shares if he or she, either alone or with others, has the power to vote or to
dispose of those common shares. Except as otherwise indicated below and subject to applicable community
property laws, each owner has sole voting and sole investment authority with respect to the shares listed. To
the extent indicated in the notes below, common shares beneficially owned by a person include common
shares of which the person has the right to acquire beneficial ownership within 60 days after October 31,
2009. All current Directors and executive officers, as a group, were beneficial owners of approximately 1.3%
of the outstanding common shares as of October 31, 2009. There were 474,614,083 Tyco common shares
outstanding on such date (excluding shares held directly or indirectly in treasury).
(2) Includes vested DSUs as follows: Mr. Breen, 929,054; Mr. Donahue, 5,321; Mr. Duperreault, 16,504;
Mr. Gordon, 19,079; Mr. Gupta, 13,648; Mr. Krol, 19,079; Dr. O’Neill, 19,079; Dr. Stavropoulos, 7,857;
Ms. Wijnberg, 19,079; and Mr. York, 19,079. Distribution of the DSUs will occur upon (i) the termination of
the individual from the Company or the Company’s Board (other than for cause) or (ii) a change in control
of the Company. Upon such termination or change in control, as the case may be, the Company will issue the
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