The Hartford 2011 Annual Report Download - page 237

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THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011
FORM 10-K
EXHIBITS INDEX
The exhibits attached to this Form 10-K are those that are required by Item 601 of Regulation S-K.
Exhibit No. Description
3.01 Amended and Restated Certificate of Incorporation of The Hartford Financial Services Group, Inc. (“The Hartford”),
(as amended by Certificate of Designations with respect to 7.25% Mandatory Convertible Preferred Stock Series F
dated March 23, 2010 and the Certificate of Elimination of the Series A Participating Cumulative Preferred Stock,
Series D Non-Voting Contingent Convertible Preferred Stock and Fixed Rate Cumulative Perpetual Preferred Stock,
Series E, dated April 26, 2010), incorporated by reference to Exhibit 3.01 to The Hartford’ s Quarterly Report on Form
10-Q for the fiscal period ended March 31, 2010.
3.04 Amended and Restated By-Laws of The Hartford, amended effective October 21, 2010 (incorporated herein by
reference to Exhibit 3.1 to The Hartford's Current Report on Form 8-K, filed October 27, 2010).
4.01 Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws of The Hartford
(incorporated by reference as indicated in Exhibits 3.01 and 3.04 hereto, respectively).
4.02 Senior Indenture, dated as of October 20, 1995, between The Hartford and The Chase Manhattan Bank (National
Association) as Trustee (incorporated herein by reference to Exhibit 4.03 to the Registration Statement on Form S-3
(Registration No. 333-103915) of The Hartford, Hartford Capital IV, Hartford Capital V and Hartford Capital VI).
4.03 Supplemental Indenture No. 1, dated as of December 27, 2000, to the Senior Indenture filed as Exhibit 4.02 hereto,
between The Hartford and The Chase Manhattan Bank, as Trustee (incorporated herein by reference to Exhibit 4.30 to
The Hartford’ s Registration Statement on Form S-3 (Amendment No. 1) (Registration No. 333-49666) dated December
27, 2000).
4.04 Supplemental Indenture No. 2, dated as of September 13, 2002, to the Senior Indenture filed as Exhibit 4.02 hereto,
between The Hartford and JPMorgan Chase Bank, as Trustee (incorporated herein by reference to Exhibit 4.1 to The
Hartford's Current Report on Form 8-K, filed September 17, 2002).
4.05 Supplemental Indenture No. 3, dated as of May 23, 2003, to the Senior Indenture filed as Exhibit 4.02 hereto, between
The Hartford and JPMorgan Chase Bank, as Trustee (incorporated herein by reference to Exhibit 4.1 of The Hartford's
Current Report on Form 8-K, filed May 30, 2003).
4.06 Senior Indenture, dated as of March 9, 2004, between The Hartford and JPMorgan Chase Bank, as Trustee
(incorporated herein by reference to Exhibit 4.1 to The Hartford's Current Report on Form 8-K, filed March 12, 2004).
4.07 Junior Subordinated Indenture, dated as of February 12, 2007, between The Hartford and LaSalle Bank, N.A., as
Trustee (incorporated herein by reference to Exhibit 4.1 to The Hartford’s Current Report on Form 8-K, filed February
16, 2007).
4.08 Senior Indenture, dated as of April 11, 2007, between The Hartford and The Bank of New York Trust Company, N.A.,
as Trustee (incorporated herein by reference to Exhibit 4.03 to the Registration Statement on Form S-3 (Registration
No. 333-142044) of The Hartford, Hartford Capital IV, Hartford Capital V and Hartford Capital VI, filed on April 11,
2007).
4.09 Junior Subordinated Indenture, dated as of June 6, 2008, between The Hartford Financial Services Group, Inc. and
The Bank of New York Trust Company, N.A., as Trustee (incorporated herein by reference to Exhibit 4.1 to the
Company’ s Current Report on Form 8-K filed on June 6, 2008).
4.10 First Supplemental Indenture, dated as of June 6, 2008, between The Hartford Financial Services Group, Inc. and
The Bank of New York Trust Company, N.A., as Trustee (incorporated herein by reference to Exhibit 4.2 to the
Company’ s Current Report on Form 8-K filed on June 6, 2008).
4.11 Replacement Capital Covenant, dated as of June 6, 2008 (incorporated herein by reference to Exhibit 4.4 to the
Company’ s Current Report on Form 8-K filed on June 6, 2008).
4.12 Second Supplemental Indenture, dated as of October 17, 2008, between The Hartford and The Bank of New York
Mellon Trust Company, N.A., as trustee, relating to the 10% Fixed-to-Floating Rate Junior Subordinated Debentures
due 2068, including form of Debenture (incorporated by reference to Exhibit 4.1 to the Company’ s Current Report
on Form 8-K/A filed on October 17, 2008).
4.13 Form of Series B Warrant to Purchase Shares of Non-Voting Contingent Convertible Preferred Stock (incorporated
by reference to Exhibit 4.2 to the Company’ s Current Report on Form 8-K/A filed on October 17, 2008).
4.14 Form of Series C Warrant to Purchase Shares of Non-Voting Contingent Convertible Preferred Stock (incorporated
by reference to Exhibit 4.3 to the Company’ s Current Report on Form 8-K/A filed on October 17, 2008).