The Hartford 2011 Annual Report Download - page 133

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133
Changes in internal control over financial reporting
There were no changes in the Company's internal control over financial reporting that occurred during the Company's fourth fiscal
quarter of 2011 that have materially affected, or are reasonably likely to materially affect, the Company's internal control over financial
reporting.
Item 9B. OTHER INFORMATION
None.
PART III
Item 10. DIRECTORS, AND EXECUTIVE OFFICERS AND CORPORATE GOVERNANCE OF THE
HARTFORD
Certain of the information called for by Item 10 will be set forth in the definitive proxy statement for the 2012 annual meeting of
shareholders (the “Proxy Statement”) to be filed by The Hartford with the Securities and Exchange Commission within 120 days after
the end of the fiscal year covered by this Form 10-K under the captions “Nominee for Directorships”, “Section 16(a) Beneficial
Ownership Reporting Compliance”, “Corporate Governance” and “Board of Directors” and is incorporated herein by reference.
The Company has adopted a Code of Ethics and Business Conduct, which is applicable to all employees of the Company, including the
principal executive officer, the principal financial officer and the principal accounting officer. The Code of Ethics and Business
Conduct is available on the Company’ s website at: www.thehartford.com. Any waiver of, or material amendment to, the Code of Ethics
and Business Conduct applicable to the Company’ s principal executive officer, principal financial officer, principal accounting officer
or controller or persons performing similar functions will be posted promptly to our web site in accordance with applicable NYSE and
SEC rules.
Executive Officers of The Hartford
Information about the executive officers of The Hartford who are also nominees for election as directors will be set forth in The
Hartford’ s Proxy Statement. Set forth below is information about the other executive officers of the Company:
Name
Age
Position with The Hartford and Business Experience
During the Past Five Years
Jonathan R. Bennett
47
Executive Vice President, Digital Commerce & Customer Analytics (July 2010-
Present); Executive Vice President of Personal & Small Business Insurance (2005-
July 2010)
Beth A. Bombara
44
Senior Vice President and Controller (June 2007-Present); Vice President (2004-June
2007)
James M. Eckerle
52
Executive Vice President of Strategic Initiatives and Enterprise Technology (October
2010-Present); Senior Vice President of Global Transition, Quality and Change, Bank
of America (2004-October 2010)
Douglas Elliot
51
Executive Vice President and President of Commercial Markets (April 2011-Present);
President and Chief Executive Officer, HSB Group (July 2007-
March 2011);
President and Chief Operating Officer, HSB Group (January 2007-June 2007); Senior
Advisor, Aspen Insurance Holdings (2006); Chief Executive Officer of General
Commercial and Personal Lines, St. Paul Travelers Companies (2004-2007)
Alan J. Kreczko
60
Executive Vice President and General Counsel (June 2007-Present); Senior Vice
President and Deputy General Counsel (2002-June 2007)
David N. Levenson
45
Executive Vice President and President of Wealth Management (July 2010-Present);
Executive Vice President of Legacy Holdings (June 2009-
July 2010); Head of
Product Distribution, President and CEO of Hartford Life K.K.
[1]
(2006-2009)
André A. Napoli
46
Executive Vice President and President of Consumer Markets (August 2010-Present);
Executive Vice President and Chief Administrative Officer, CUNA Mutual Group
(July 2009-August 2010 ); Senior Vice President, Consumer Products, CUNA Mutual
Group (August 2007-July 2009); Vice President, Standard Auto Product and Pricing,
Nationwide (October 2006-August 2007); Vice President, Personal Lines Pricing and
Research, Nationwide (July 2005-October 2006)
Robert Rupp
59
Executive Vice President and Chief Risk Officer (October 2011-Present); Executive
Vice President, Head of Enterprise-Wide Market Risk, BONY Mellon (September
2008-October 2011); Managing Director, Risk Management, JP Morgan Chase (2004-
2008)
Christopher J. Swift
51
Executive Vice President and Chief Financial Officer (March 2010-Present); Vice
President and CFO, American Life Insurance Company (March 2009-April 2010);
Vice President and CFO, AIG’ s Global Life Insurance and Retirement Services
Division (July 2005-March 2009)