Starwood 2012 Annual Report Download - page 41

STARWOOD HOTELS & RESORTS WORLDWIDE, INC.-2013Proxy Statement 35
BENEFICIAL OWNERSHIP OF DIRECTORS AND
EXECUTIVE OFFICERS
The table below shows the benefi cial ownership of Company
shares of (i)each director, (ii)each nominee for director, (iii)our Chief
Executive Offi cer, our Chief Financial Offi cer and each of the other
four most highly paid executive offi cers and (iv)all directors and
executive offi cers as a group, as of January31, 2013. Benefi cial
ownership includes any shares that a director, nominee for director
or executive offi cer may acquire pursuant to stock options and
other derivative securities that are exercisable on that date or that
will become exercisable within 60days thereafter. Unless otherwise
indicated, the stockholder had sole voting and dispositive power
over the shares.
Name (Listed alphabetically) Amount and Nature ofBenefi cial Ownership Percent of Class
Adam M. Aron 61,503(1)(2) (3)
Matthew E. Avril 175,656(1) (3)
Charlene Barshefsky 45,571(1)(4) (3)
Thomas E. Clarke 36,555(1) (3)
Clayton C. Daley, Jr. 33,587(1)(4)(5) (3)
Bruce W. Duncan 189,143(1)(4)(6) (3)
Lizanne Galbreath 54,871(1)(4) (3)
Eric Hippeau 68,695(1)(4) (3)
Aylwin B. Lewis –
(3)
Vasant M. Prabhu 448,982(1) (3)
Stephen R. Quazzo 85,634(1)(7) (3)
Sergio D. Rivera 134,552(1) (3)
Thomas O. Ryder 67,297(1)(4) (3)
Kenneth S. Siegel 259,106(1) (3)
Simon M. Turner 255,240(1)(8) (3)
Frits van Paasschen 655,561(1) (3)
All Directors, Nominees for Directors and executive offi cers as a group (19persons) 2,752,128(1) 1.4%
(1) Includes shares subject to options, restricted stock and restricted stock units that are exercisable as of, or will become exercisable or vest within 60days of, January31, 2013,
as follows: 33,051 for Mr.Aron; 172,471 for Mr.Avril; 24,196 for Ambassador Barshefsky; 83,324 for Mr.Jeffrey M. Cava; 24,941 for Dr.Clarke; 20,654 for Mr.Daley; 69,435
for Mr.Duncan; 35,175 for Ms.Galbreath; 5,588 for Ms. Christie N. Hicks; 35,175 for Mr.Hippeau; 91,263 for Mr.Philip P. McAveety; 398,809 for Mr.Prabhu; 35,175 for
Mr.Quazzo; 134,552 for Mr. Rivera; 35,175 for Mr.Ryder; 216,198 for Mr.Siegel; 225,804 for Mr.Turner; and 641,732 for Mr.van Paasschen.
(2) Includes 10,000 shares owned jointly with Mr. Aron’s wife.
(3) Less than 1%.
(4) Includes the following number of “phantom” stock units received as a result of the following directors’ election to defer directors’ annual fees: 4,884 for Ambassador Barshefsky;
4,884 for Mr.Daley; 7,300 for Mr.Duncan; 14,275 for Ms.Galbreath; 27,277 for Mr.Hippeau; and 22,231 for Mr.Ryder.
(5) Includes 3,000 shares held by the Clayton C. Daley, Jr. Revocable Trust of which Mr.Daley is a trustee and beneficiary.
(6) Includes 71,366 shares held by The Bruce W. Duncan Revocable Trust of which Mr.Duncan is a trustee and beneficiary.
(7) Includes 34,672 shares held by the Stephen Quazzo Trust, of which Mr.Quazzo is settlor and over which he exercises some investment control, 13,500 shares held by trusts
for Mr. Quazzo’s children and over which he exercises some investment control, and 397shares owned by Mr.Quazzo’s wife in a retirement account.
(8) Includes 26,660 shares owned jointly with Mr. Turner’s wife, and 280 shares held in a custodial account for Mr. Turner’s daughter.