ADT 2010 Annual Report Download - page 49

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth the number of shares of common stock beneficially owned as of
December 31, 2010 by each current Director, nominee for Director, executive officer named in the
Summary Compensation Table under ‘‘Executive Officer Compensation’’ and the Directors and
executive officers of the Company as a group.
Number of Common Shares Percentage of
Beneficial Owner Title Beneficially Owned(1) Class
Edward D. Breen ....... Chairman and Chief
Executive Officer 3,792,689(2)(3)(4) *
Christopher J. Coughlin . . Former Executive Vice
President and Chief
Financial Officer 702,597(3)(5) *
Michael E. Daniels ...... Director 0 *
Timothy M. Donahue .... Director 6,842(2) *
Brian Duperreault ...... Director 18,826(2) *
Bruce S. Gordon ....... Lead Director 26,482(2)(3) *
Rajiv L. Gupta ......... Director 16,872(2) *
Naren K. Gursahaney .... President, Tyco Security
Solutions 439,660(3) *
John A. Krol .......... Director 29,454(2)(3) *
George Oliver ......... President, Tyco Fire
Protection 249,467(3) *
Brendan R. O’Neill ...... Director 25,982(2)(3) *
Dinesh Paliwal ......... Director Nominee 0 *
Judith A. Reinsdorf ..... Executive Vice President and
General Counsel 174,424(3) *
Frank S. Sklarsky ....... Executive Vice President and
Chief Financial Officer 0
William S. Stavropoulos . . Director 10,204(2) *
Sandra S. Wijnberg ...... Director 25,982(2)(3) *
R. David Yost ......... Director 14,911 *
All current Directors and executive
officers as a group (22 persons) ................... 6,713,541 1.4%
* Less than 1.0%
(1) The number shown reflects the number of common shares owned beneficially as of December 31,
2010, based on information furnished by the persons named, public filings and Tyco’s records. A
person is deemed to be a beneficial owner of common shares if he or she, either alone or with
others, has the power to vote or to dispose of those common shares. Except as otherwise indicated
below and subject to applicable community property laws, each owner has sole voting and sole
investment authority with respect to the shares listed. To the extent indicated in the notes below,
common shares beneficially owned by a person include common shares of which the person has
the right to acquire beneficial ownership within 60 days after December 31, 2010. All current
Directors and executive officers, as a group, were beneficial owners of approximately 1.4% of the
outstanding common shares as of December 31, 2010. There were 478,040,808 Tyco common
shares outstanding on such date (excluding shares held directly or indirectly in treasury).
(2) Includes vested DSUs as follows: Mr. Breen, 956,833; Mr. Donahue, 5,479; Mr. Duperreault,
16,992; Mr. Gordon, 19,645; Mr. Gupta, 14,053; Mr. Krol, 19,645; Dr. O’Neill, 19,645;
Dr. Stavropoulos, 8,091; and Ms. Wijnberg, 19,645. Distribution of the DSUs will occur upon the
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