ADT 2010 Annual Report Download - page 284

TYCO INTERNATIONAL LTD.
NOTES TO THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 24, 2010
(Continued)
11. REMUNERATION OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVES FOR
2010 (Continued)
number of Tyco common shares equal to the aggregate number of vested DSUs credited to the individual,
including DSUs received through the accrual of dividend equivalents.
(3) Includes the maximum number of shares for which these individuals can acquire beneficial ownership upon
the vesting of restricted stock units that are currently scheduled to vest before December 30, 2009, as follows:
Mr. Breen, 45,465; Mr. Coughlin, 20,847; and Mr. Davidson, 5,765.
(4) Includes the maximum number of shares for which these individuals can acquire beneficial ownership upon
the exercise of stock options that are currently vested or will vest before December 30, 2009 as follows:
Mr. Breen, 2,835,479; Mr. Coughlin, 370,553; Mr. Davidson, 165,819; Mr. Gordon, 4,974; Mr. Krol, 5,996;
Mr. Nayar, 13,850; Dr. O’Neill, 4,974; Ms. Reinsdorf, 70,453; Ms. Wijnberg, 4,974; and Mr. York, 4,974.
(5) Includes 83,748 shares held in the Edward D. Breen 2008-1 Trust.
(6) Includes 36,000 options held in the Christopher J. Coughlin 2008 Equity Trust.
12. SIGNIFICANT SHAREHOLDERS
The following table sets forth the information indicated for persons or groups known to the
Company to be beneficial owners of more than 5% of the outstanding common shares.
2010 2009
Number of Number of
Common Percentage of Common Percentage of
Shares Common Stock Shares Common Stock
Beneficially Outstanding on Beneficially Outstanding on
Name and Address of Beneficial Owner Owned October 31, 2010 Owned October 31, 2009
Capital World Investors ............... 38,232,750(1) 7.81% 31,075,250(3) 6.50%
333 South Hope Street
Los Angeles, CA 90071
Dodge & Cox ...................... 26,269,716(2) 5.37% N/A N/A
555 California Street, 40th Floor
San Francisco, CA 94104
(1) The amount shown for the number of common shares over which Capital World Investors
exercised investment discretion was provided pursuant to the Schedule 13G/A dated February 10,
2010 that it filed with the SEC, indicating beneficial ownership as of December 31, 2009.
(2) The amount shown for the number of common shares over which Dodge & Cox exercised
investment discretion was provided pursuant to the Schedule 13G dated February 12, 2010 that it
filed with the SEC, indicating beneficial ownership as of December 31, 2009.
(3) The amount shown for the number of common shares over which Capital World Investors
exercised investment discretion was provided pursuant to the Schedule 13G dated February 12,
2009 that it filed with the SEC, indicating beneficial ownership as of December 31, 2008.
18