The Hartford 2015 Annual Report Download - page 243

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THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015
FORM 10-K
EXHIBITS INDEX
The exhibits attached to this Form 10-K are those that are required by Item 601 of Regulation S-K.
Incorporated by Reference
Exhibit
No. Description Form File No. Exhibit No. Filing Date
2.01 Purchase and Sale Agreement by and among Massachusetts Mutual Life
Insurance Company, Hartford Life, Inc. and The Hartford Financial
Services Group, Inc. ("The Hartford") dated as of September 4, 2012.
10-Q 001-13958 2.01 11/01/2012
2.02 Purchase and Sale Agreement by and among Hartford Life, Inc.,
Prudential Financial, Inc. and The Hartford dated as of September 27,
2012.
10-Q 001-13958 2.02 11/01/2012
2.03 Stock Purchase Agreement, dated as of April 28, 2014, between Hartford
Life, Inc., a subsidiary of The Hartford Financial Services Group, Inc.,
and ORIX Life Insurance Corporation, a subsidiary of ORIX Corporation.
8-K 001-13958 2.1 04/28/2014
3.01 Restated Certificate of Incorporation of The Hartford, as filed with the
Delaware Secretary of State on October 20, 2014.
8-K 001-13958 3.01 10/20/2014
3.02 Amended and Restated By-Laws of The Hartford, amended effective
December 17, 2015.
8-K 001-13958 3.1 12/17/2015
4.01 Restated Certificate of Incorporation of The Hartford, as filed with the
Delaware Secretary of State on October 20, 2014.
8-K 001-13958 4.1 10/20/2014
4.02 Amended and Restated By-Laws of The Hartford, amended effective
December 17, 2015.
8-K 001-13958 3.1 12/17/2015
4.03 Senior Indenture, dated as of March 9, 2004, between The Hartford and
JPMorgan Chase Bank, as Trustee.
8-K 001-13958 4.1 03/12/2004
4.04 Junior Subordinated Indenture, dated as of February 12, 2007, between
The Hartford and LaSalle Bank, N.A., as Trustee.
8-K 001-13958 4.1 02/16/2007
4.05 Senior Indenture, dated as of April 11, 2007, between The Hartford and
The Bank of New York Trust Company, N.A., as Trustee.
S-3ASR 333-142044 4.03 04/11/2007
4.06 Junior Subordinated Indenture, dated as of June 6, 2008, between The
Hartford and The Bank of New York Trust Company, N.A., as Trustee.
8-K 001-13958 4.1 06/06/2008
4.07 First Supplemental Indenture, dated as of June 6, 2008, between The
Hartford and The Bank of New York Trust Company, N.A., as Trustee.
8-K 001-13958 4.2 06/06/2008
4.08 Third Supplemental Indenture, dated as of April 5, 2012, between The
Hartford and The Bank of New York Mellon Trust Company, N.A., as
Trustee.
8-K/A 001-13958 4.3 04/06/2012
4.09 First Supplemental Indenture, dated as of August 9, 2013, between The
Hartford and The Bank of New York Mellon Trust Company, N.A., as
Trustee.
S-3ASR 001-13958 4.7 08/09/2013
4.10 Replacement Capital Covenant, dated as of June 6, 2008. 8-K 001-13958 4.4 06/06/2008