Kodak 2010 Annual Report Download - page 157

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31
Limited); KKR Group Limited (as the sole general partner of KKR Group Holdings L.P.); KKR & Co. L.P. (as the sole shareholder
of KKR Group Limited); KKR Management LLC (as the sole general partner of KKR & Co. L.P.); and Henry R. Kravis and
George R. Roberts (as the designated members of KKR Management LLC).
(4) As set forth in Shareholder’s Schedule 13G filed on February 14, 2011, includes 14,759,457 shares, representing 5.38% of total
shares outstanding, owned by Fidelity Management & Research Company, a wholly owned subsidiary of FMR LLC.
BENEFICIAL SECURITY OWNERSHIP OF DIRECTORS, NOMINEES AND
SECTION 16 EXECUTIVE OFFICERS
Directors, Nominees
and Section 16 Executive Officers
Number of Common Shares
Beneficially Owned on
March 1, 2011
Percentage of
Company’s Common
Shares Beneficially
Owned
Richard S. Braddock
234,328
(a) (b)
*
Herald Y. Chen
34,850
(b)
*
Adam H. Clammer
34,850
(a)
*
Timothy M. Donahue
111,883
(a) (b)
*
Philip J. Faraci
536,796
(b)
*
Joyce Haag
225,845
(b)
*
Michael J. Hawley
98,270
(a) (b)
*
William H. Hernandez
56,550
(a) (b)
*
Pradeep Jotwani
0
*
Douglas R. Lebda
48,953
(a) (b)
*
Debra L. Lee
85,575
(a) (b)
*
Kyle P. Legg
19,337
*
Delano E. Lewis
103,357
(a) (b)
*
Antoinette P. McCorvey
87,451
(b)
*
William G. Parrett
52,953
(a) (b) (d)
*
Antonio M. Perez
2,415,350
(b) (c)
*
Joel Seligman
60,612
(b)
*
Frank S. Sklarsky
Dennis F. Strigl
79,067
(b)
*
Laura D’Andrea Tyson
64,019
(a) (b)
*
All Directors and Executive Officers as a Group (26),
including the above
4,998,820
(b) (e)
1.8308%
*Represents holdings of less than 1% of the Company’s total common shares that are beneficially owned.
The above table reports beneficial ownership of the Company’s common stock in accordance with the applicable SEC rules. All Company
securities over which the director nominees and Section 16 Executive Officers directly or indirectly have or share voting or investment
power are listed as beneficially owned. The figures above include shares held for the account of the above persons in the Kodak
Employees’ Stock Ownership Plan, and the interests of the above persons in the Kodak Stock Fund of the Eastman Kodak Employees’
Savings and Investment Plan, stated in terms of Kodak shares.
(a) The amounts listed for each non-employee director do not include stock units representing fees that non-employee directors
have elected to defer under the Directors Deferred Compensation Plan because stock units under the Directors’ Deferred
Compensation Plan do not carry voting rights and are not transferable. The combined number of stock units subject to
deferred share awards, and in stock unit accounts of non-employee directors as of March 1, 2011 were as follows:
Mr. Braddock: 7,194 shares; Mr. Chen: 25,542 shares; Mr. Clammer: 41,826 shares, Mr. Donahue: 7,702 shares; Dr. Hawley:
4,912 shares; Mr. Hernandez: 54,229 shares; Mr. Lebda: 83,143 shares; Ms. Lee: 31,093 shares; Mr. Lewis: 9,681 shares; Mr.
Parrett: 40,607 and Dr. Tyson: 52,714 shares. Stock units are distributed in cash following a director’s departure.