Capital One 2004 Annual Report Download - page 24

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K
(Mark One)
ÈANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934.
For the fiscal year ended December 31, 2004.
‘TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED).
For the transition period from to
Commission File No. 1-13300
CAPITAL ONE FINANCIAL CORPORATION
(Exact name of registrant as specified in its charter)
Delaware 54-1719854
(State or Other Jurisdiction
of Incorporation or Organization)
(I.R.S. Employer
Identification No.)
1680 Capital One Drive
McLean, Virginia 22102
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: [phone]
Securities registered pursuant to section 12(b) of the act:
Title of Each Class
Name of Each Exchange
on Which Registered
Common Stock, $.01 Par Value New York Stock Exchange
Preferred Stock Purchase Rights* New York Stock Exchange
Upper DECs®** New York Stock Exchange
* Attached to each share of Common Stock is a Right to acquire 1/100th of a share of the Registrant’s Cumulative Participating Preferred Stock, par value
$.01 per share, which Rights are not presently exercisable.
** Each Upper DEC consisted of a senior note and a forward purchase contract that requires the holder to purchase shares of common stock of the
Corporation on May 17, 2005 or earlier under certain conditions. The senior notes were remarketed on February 14, 2005.
Securities Registered Pursuant to Section 12(g) of the Act:
None
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the
Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required
to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ÈNo ‘
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein,
and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. ‘
Indicate by check mark whether the registrant is an accelerated filer (as defined in Rule 12b-2 of the Exchange Act).
Yes ÈNo ‘
The aggregate market value of the voting stock held by non-affiliates of the registrant as of the close of business on
January 31, 2005.
Common Stock, $.01 Par Value: $19,198,980,433*
* In determining this figure, the registrant assumed that the executive officers of the registrant and the registrant’s
directors are affiliates of the registrant. Such assumption shall not be deemed to be conclusive for any other purpose.
The number of shares outstanding of the registrant’s common stock as of the close of business on January 31, 2005.
Common Stock, $.01 Par Value: 247,182,857 shares
DOCUMENTS INCORPORATED BY REFERENCE
1. Portions of the Proxy Statement for the annual meeting of stockholders to be held on April 28, 2005 are incorporated by
reference into Part III.