Capital One 2004 Annual Report Download - page 133
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Exhibit
Number Description
10.17 Revolving Credit Facility Agreement, dated May 5, 2003 by and between Capital One Financial
Corporation, Capital One Bank, Capital One, F.S.B. and Capital One Bank (Europe), plc, as
borrowers and JP Morgan Chase Bank (incorporated by reference to Exhibit 10.1 of the
Corporation’s quarterly report on Form 10-Q for the period ending June 30, 2003).
10.17.1 Commitment Increase Letter to Revolving Credit Facility Agreement (filed as Exhibit 10.1 of the
Corporation’s quarterly report on Form 10-Q for the period ending June 30, 2003), dated January 6,
2004 by Morgan Stanley Senior Funding, Inc (incorporated by reference to Exhibit 10.1 of the
Corporation’s quarterly report on Form 10-Q for the period ending March 31, 2004).
10.17.2 Revolving Credit Facility Agreement, dated June 29, 2004 by and between Capital One Financial
Corporation, Capital One Bank, Capital One, F.S.B. and Capital One Bank (Europe), plc, as
borrowers and JPMorgan Chase Bank, an Administrative Agent (incorporated by reference to
Exhibit 10.1 of the Corporation’s quarterly report on Form 10-Q for the period ending June 30,
2004).
10.18 Form of Intellectual Property Protection Agreement dated as of April 29,1999 by and among
Capital One Financial Corporation and certain of its senior executives (incorporated by reference to
Exhibit 10.20 of the 1999 Form 10-K/A).
10.19 2002 Non-Executive Officer Stock Incentive Plan (incorporated herein by reference to the
Corporation’s Registration Statement on Form S-8, Commission File No. 333-97123, filed July 25,
2002).
10.20 Capital One Financial Corporation, 2004 Stock Incentive Plan (incorporated herein by reference to
the Corporation’s Registration Statement on Form S-8, Commission File No. 333-117920, filed
August 4, 2004).
10.20.1 Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and
Richard D. Fairbank pursuant to the Company’s 2004 Stock Incentive Plan (incorporated by
reference to Exhibit 99.1 of the Corporation’s Report on Form 8-K, filed December 23, 2004).
10.20.2* Form of Restricted Stock Award Agreement between Capital One Financial Corporation and
certain of its executives or associates pursuant to the Company’s 2004 Stock Incentive Plan.
10.20.3* Form of Nonstatutory Stock Option Agreement between Capital One Financial Corporation and
certain of its executives pursuant to the Company’s 2004 Stock Incentive Plan.
12* Computation of Ratio of Earnings to Combined Fixed Charges.
21* Subsidiaries of the Company.
23* Consent of Ernst & Young LLP.
31.1* Certification of Richard D. Fairbank
31.2* Certification of Gary L. Perlin
32.1* Certification** of Richard D. Fairbank
32.2* Certification** of Gary L. Perlin
* Indicates a document being filed with this Form 10-K.
** Information in this 10-K furnished herewith shall not be deemed to be “filed” for the purposes of Section 18
of the 1934 Act or otherwise subject to the liabilities of that section
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