APS 2012 Annual Report Download - page 202

177
Equity Compensation Plan Information
Plan Category
Number of
securities to be
issued upon
exercise of
outstanding
options, warrants
and rights
(a)
Weighted-
average
exercise price
of outstanding
options,
warrants and
rights
(b)
Number of
securities remaining
available for future
issuance under
equity
compensation plans
(excluding
securities reflected
in column (a))
(c)
Equity compensation plans
approved by security holders
1,807,219
$32.29
3,986,496
Equity compensation plans not
approved by security holders
--
--
--
Total
1,807,219 $32.29 3,986,496
(a) This amount includes shares subject to outstanding options as well as shares subject to
outstanding performance share awards and restricted stock unit awards at the
maximum amount of shares issuable under such awards. However, payout of the
performance share awards is contingent on the Company reaching certain levels of
performance during a three-year performance period. If the performance criteria for
these awards are not fully satisfied, the award recipient will receive less than the
maximum number of shares available under these grants and may receive nothing
from these grants.
(b) The weighted-average exercise price in this column does not take performance share
awards or restricted stock unit awards into account, as those awards have no exercise
price.
(c) Awards under the 2012 Plan can take the form of options, stock appreciation rights,
restricted stock, performance shares, performance share units, performance cash, stock
grants, stock units, dividend equivalents, and restricted stock units. Additional shares
cannot be awarded under either the 2002 Plan or the 2007 Plan. However, if an award
under the 2012 Plan or an award that was outstanding under either the 2002 Plan or the
2007 Plan on or after December 31, 2011 is forfeited, terminated or cancelled or
expires, the shares subject to such award, to the extent of the forfeiture, termination,
cancellation or expiration, may be added back to the shares available for issuance
under the 2012 Plan.
Equity Compensation Plans Approved By Security Holders
Amounts in column (a) in the table above include shares subject to awards outstanding under
three equity compensation plans that were previously approved by our shareholders: (a) the 2002
Plan, which was approved by our shareholders at our 2002 annual meeting of shareholders and under
which no new stock awards may be granted, (b) the 2007 Plan, which was approved by our
shareholders at our 2007 annual meeting of shareholders and under which no new stock awards may