Neiman Marcus 2005 Annual Report Download - page 67
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ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED
STOCKHOLDER MATTERS
Securities Authorized for Issuance under Equity Compensation Plans
The following table sets forth information regarding equity compensation plans approved by shareholders and equity
compensation plans not approved by shareholders as of July 29, 2006.
Plan Category
Number of
Securities to be
Issued upon
exercise of
outstanding
options
Weighted-average
exercise price of
outstanding
options, warrants,
and rights
Number of securities
remaining available
for future issuance
under equity
compensation plans
(excluding securities
reflected in column (a))
(a) (b) (c)
Equity compensation plans approved by security holders 74,433.077(1)$ 1,445 6,275.6955
Equity compensation plans not approved by security holders 0 $ 00.00 0
Total 74,433.077 $ 1,445 6,275.6955
(1) This number represents options issuable under the Management Equity Incentive Plan that was approved by a majority of the
shares of common stock of Neiman Marcus, Inc. on November 29, 2005. The Plan became effective on November 29, 2005
and will expire on November 29, 2015.
Security Ownership of Certain Beneficial Owners and Management
The following table sets forth information regarding beneficial ownership of our common stock as of September 15, 2006 by
(i) each person we believe owns beneficially more than five percent of our outstanding common stock, (ii) each of our directors, (iii)
each of Named Executive Officers and (iv) all directors and executive officers as a group.
Security Ownership of Certain Beneficial Owners and Management
The following table sets forth information regarding beneficial ownership of our common stock as of September 15, 2006 by
(i) each person we believe owns beneficially more than five percent of our outstanding common stock, (ii) each of our directors, (iii)
each of Named Executive Officers and (iv) all directors and executive officers as a group.
Name
Number of Common
Shares
Beneficially Owned Percent of Class (1)
Newton Holding, LLC
301 Commerce Street
Suite 3300
Fort Worth, Texas 76102 1,000,000 98.79%
Affiliates of Texas Pacific Group(2)
301 Commerce Street
Suite 3300
Fort Worth, Texas 76102 1,000,000 98.79%
Affiliates of Warburg Pincus, LLC(3)
466 Lexington Avenue
New York, NY 10017 1,000,000 98.79%
63