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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM10-K
ANNUAL
REPORT PURSUANT TO SECTION13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
forthefiscalyearended December 28, 2013
OR
TRANSITION REPORT PURSUANT TO SECTION13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
forthetransitionperiodfrom______________ to ______________
Commission file number 1-13163
YUM! BRANDS, INC.
(Exact name of Registrant as specified in its charter)
NORTH CAROLINA 13-3951308
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)
1441 Gardiner Lane, Louisville, Kentucky 40213
(Address of principal executive offices) (Zip Code)
(502) 874-8300
(Registrant’s telephone number, including area code)
SECURITIES REGISTERED PURSUANT TO SECTION12(b) OF THE ACT:
Title of each class Name of Each Exchange on Which Registered
Common Stock, no par value New York Stock Exchange
SECURITIES REGISTERED PURSUANT TO SECTION12(g) OF THE ACT:
NONE
Indicate by check mark YES NO
if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
whether the registrant has submitted electronically and posted on its corporate Website, if any, every
Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during
the preceding 12 months (or for such shorter period that the registrant was required to submit and post
such files).
if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will
not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.
whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See definitions
of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act (Check one):
Large accelerated filer Accelerated filer Non-accelerated filer Smaller reporting company
whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
The aggregate market value of the voting stock (which consists solely of shares of Common Stock) held by non-affiliates of the registrant
as of June 15, 2013 computed by reference to the closing price of the registrant’s Common Stock on the New York Stock Exchange
Composite Tape on such date was approximately $31,700,000,000. All executive officers and directors of the registrant have been
deemed,solely for the purpose of the foregoing calculation, to be “affiliates” of the registrant. The number of shares outstanding of the
registrant’s Common Stock as of February 11, 2014 was 442,931,286 shares.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the definitive proxy statement furnished to shareholders of the registrant in connection with the annual meeting of shareholders
to be held on May 1, 2014 are incorporated by reference into Part III.