Pizza Hut 2013 Annual Report Download - page 47

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YUM! BRANDS, INC.-2014Proxy Statement 25
Proxy Statement
STOCK OWNERSHIP INFORMATION
Who are our largest shareholders?
As of January 31, 2014, the Company did not know of any shareholder that was the owner of more than 5% of YUM
common stock�
How much YUM common stock is owned by our directors and executive officers?
This table shows the beneficial ownership of YUM common
stock as of December 31, 2013 by
•each of our directors,
•
each of the executive officers named in the Summary
Compensation Table on page 44, and
•all directors and executive officers as a group.
Unless we note otherwise, each of the following persons and
their family members have sole voting and investment power
with respect to the shares of common stock beneficially
owned by him or her. None of the persons in this table holds
in excess of one percent of the outstanding YUM common
stock. Directors and executive officers as a group beneficially
own approximately 2%. Our internal stock ownership
guidelines call for the Chairman to own 336,000 shares
of YUM common stock or stock equivalents. Guidelines
for our other NEOs call for them to own 50,000 shares of
YUM common stock or stock equivalents within five years
following their appointment to their current position.
The table shows the number of shares of common stock
and common stock equivalents beneficially owned as
of December 31, 2013. Included are shares that could
have been acquired within 60 days of December 31, 2013
through the exercise of stock options, stock appreciation
rights (“SARs”) or distributions from the Company’s deferred
compensation plans, together with additional underlying
stock units as described in footnote (4) to the table. Under
SEC rules, beneficial ownership includes any shares as to
which the individual has either sole or shared voting power
or investment power and also any shares that the individual
has the right to acquire within 60 days through the exercise
of any stock option or other right.