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YUM! BRANDS, INC.-2014Proxy Statement26
Proxy Statement
STOCK OWNERSHIP INFORMATION
Name
Beneficial Ownership
Additional
Underlying
Stock
Units(4) Total
Number
of Shares
Beneficially
Owned(1)
Options/
SARS
Exercisable
within 60
Days(2)
Deferral
Plans Stock
Units(3)
Total
Beneficial
Ownership
David C� Novak 328,127 1,744,632 1,334,279 3,407,038 1,079,457 4,486,495
Michael J� Cavanagh 0 100 0 100 5,019 5,119
David W� Dorman 54,541 11,036 0 65,577 5,254 70,831
Massimo Ferragamo 53,429 11,036 43,130 107,595 32,172 139,767
Mirian M� Graddick-Weir 0 565 0 565 7,321 7,886
J� David Grissom 118,872(5) 230 2,055 121,157 0 121,157
Bonnie G� Hill 3,024 18,848 11,961 33,833 16,083 49,916
Jonathan S� Linen 14,438(6) 21,512 0 35,950 33,281 69,231
Thomas C� Nelson 8,288 5,961 0 14,249 33,414 47,663
Thomas M� Ryan 31,357(7) 18,848 4,842 55,047 30,455 85,502
Robert D� Walter 108,301 7,287 0 115,588 21,018 136,606
Patrick Grismer 18,887(8) 103,831 0 122,718 25,244 147,962
Jing-Shyh S� Su 369,229(9) 1,265,024 0 1,634,253 244,498 1,878,751
Greg Creed 29,371 297,125 1,004 327,500 80,397 407,897
Muktesh Pant 15,402 399,663 0 415,065 89,458 504,523
All Directors and Executive Officers
as a Group (22 persons) 1,301,790 5,620,909 1,523,302 8,446,001 2,139,777 10,585,778
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k) Plan as to which each named person has sole voting
power:
• Mr. Novak, 32,463 shares
• Mr. Grismer, 7,287 shares
• Mr. Pant, 2,259 shares
• all executive officers as a group, 44,636 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60 days pursuant to stock options and SARs awarded under our
employee or director incentive compensation plans. For stock options, we report shares equal to the number of options exercisable within 60 days. For SARs
we report the shares that would be delivered upon exercise (which is equal to the number of SARs multiplied by the difference between the fair market value
of our common stock at year-end and the exercise price divided by the fair market value of the stock).
(3) These amounts reflect units denominated as common stock equivalents held in deferred compensation accounts for each of the named persons under our
Director Deferred Compensation Plan or our Executive Income Deferral Program. Amounts payable under these plans will be paid in shares of YUM common
stock at termination of directorship/employment or within 60 days if so elected.
(4) Amounts include units denominated as common stock equivalents held in deferred compensation accounts which become payable in shares of YUM common
stock at a time (a) other than at termination of employment or (b) after March 1, 2014. For Mr. Novak, those amounts also include vested restricted stock
units. For Mr. Su, amounts also include restricted stock units awarded in 2010 that will vest in 2015.
(5) This amount includes 26,000 shares held in trusts.
(6) This amount includes 10,000 shares held in a trust.
(7) These shares are held in a trust.
(8) This amount includes 11,600 shares held in trusts.
(9) This amount includes 278,361 shares held indirectly.