3M 2010 Annual Report Download - page 126

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120
Equity compensation plans information as of December 31, 2010 follows:
Equity Compensation Plans Information (1)
Plan Category
A
Number of
securities to be
issued upon
exercise of
outstanding
options, warrants
and rights
B
Weighted-
average
exercise
price of
outstanding
options, warrants
and rights
C
Number of securities
remaining available for
future issuance under
equity compensation
plans (excluding
securities reflected in
column (A)
Equity compensation plans approved by security
holders
Stock options ................................
70,335,044
$
74.80
—
Restricted stock units .........................
5,549,080
—
—
Non-employee director deferred stock units ......
199,323
—
—
Total .......................................
76,083,447
$
74.80
31,825,085
Employee stock purchase plan .................
—
—
4,334,360
Subtotal ......................................
76,083,447
$
74.80
36,159,445
Equity compensation plans not approved by security
holders .....................................
—
—
—
Total .........................................
76,083,447
$
74.80
36,159,445
(1) In column B, the weighted-average exercise price is only applicable to stock options. In column C, the number of
securities remaining available for future issuance for stock options, restricted stock units, and stock awards for non-
employee directors is approved in total and not individually with respect to these items.
Item 13. Certain Relationships and Related Transactions, and Director Independence.
With respect to certain relationships and related transactions as set forth in Item 404 of Regulation S-K, no matters
require disclosure with respect to transactions with related persons. The information required by Item 404(b) and
Item 407(a) of Regulation S-K is contained under the captions “Governance of the Company — Related Person
Transaction Policy and Procedures” and “Governance of the Company — Director Independence” of the 3M Proxy
Statement and such information is incorporated by reference herein.
Item 14. Principal Accounting Fees and Services.
The information relating to principal accounting fees and services is set forth under the designation “Fees of the
Independent Registered Public Accounting Firm” and “Audit Committee Policy on Pre-Approval of Audit and
Permissible Non-Audit Services of the Independent Registered Public Accounting Firm” in the 3M Proxy Statement
and such information is incorporated by reference herein.
PART IV
Item 15. Exhibits, Financial Statement Schedules.
(a) (1) Financial Statements. The consolidated financial statements filed as part of this report are listed in the index to
financial statements on page 41 as follows:
Page Number
Report of Independent Registered Public Accounting Firm ...........................................................................
43
Consolidated Statement of Income for the years ended December 31, 2010, 2009 and 2008 .....................
44
Consolidated Balance Sheet at December 31, 2010 and 2009 .....................................................................
45
Consolidated Statement of Changes in Equity and Comprehensive Income for the years ended
December 31, 2010, 2009 and 2008 ..........................................................................................................
46-47
Consolidated Statement of Cash Flows for the years ended December 31, 2010, 2009 and 2008 ..............
48
Notes to Consolidated Financial Statements .................................................................................................
49-117