Pizza Hut 2015 Annual Report Download - page 52

YUM! BRANDS, INC.-2016Proxy Statement38
Proxy Statement
STOCK OWNERSHIP INFORMATION
Beneficial Ownership
Name
Number
of Shares
Beneficially
Owned(1)
Options/
SARS
Exercisable
within
60Days(2)
Deferral
PlansStock
Units(3)
Total
Beneficial
Ownership
Additional
Underlying
Stock
Units(4) Total
Greg Creed 38,681 310,939 9,775 359,395 69,807 429,202
Michael J. Cavanagh 10,000 177 — 10,177 7,379 17,556
Brian C. Cornell — — — — 487 487
David W. Dorman 56,901 10,618 — 67,519 5,254 72,773
Massimo Ferragamo 53,429 10,618 43,130 107,177 34,532 141,709
Mirian M. Graddick-Weir — 431 — 431 9,681 10,112
Jonathan S. Linen 33,110(5) 10,618 — 43,728 35,641 79,369
Keith Meister 21,040,195(6) — — 21,040,195 346 21,040,541
Thomas C. Nelson 8,288 5,646 — 13,934 36,051 49,985
Thomas M. Ryan 45,174(7) 10,618 9,400 65,192 22,599 87,791
ElaneB. Stock — — — — 2,494 2,494
Robert D. Walter 108,301 6,951 — 115,252 23,586 138,838
PatrickJ. Grismer 20,212(8) 135,247 — 155,459 25,082 180,541
David C. Novak 337,650 1,447,823 1,334,279 3,119,752 1,088,257 4,208,009
Micky Pant 15,403 325,765 — 341,168 92,189 433,357
Brian Niccol 6,664 50,544 13,891 71,099 29,241 100,340
Jing-Shyh S. Su 380,437(9) 1,311,666 — 1,692,103 194,595 1,886,698
All Directors and Executive
Officers as a Group (23persons) 22,267,328 4,321,067 1,503,675 28,092,070 1,947,556 30,039,626
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k) Plan as to which each named person has sole voting power:
• Mr.Novak, 33,816 shares
• Mr.Grismer, 8,612 shares
• Mr.Pant, 2,587 shares
• Mr.Niccol, 5,497 shares
• all executive officers as a group, 53,249 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60days pursuant to stock options and SARs awarded under our employee or
director incentive compensation plans. For stock options, we report shares equal to the number of options exercisable within 60days. For SARs, we report the shares
that would be delivered upon exercise (which is equal to the number of SARs multiplied by the difference between the fair market value of our common stock at year-end
and the exercise price divided by the fair market value of the stock).
(3) These amounts shown reflect units denominated as common stock equivalents held in deferred compensation accounts for each of the named persons under our
Director Deferred Compensation Plan or our Executive Income Deferral Program. Amounts payable under these plans will be paid in shares of YUM common stock at
termination of directorship/employment or within 60days if so elected.
(4) The amounts shown include units denominated as common stock equivalents held in deferred compensation accounts which become payable in shares of YUM
common stock at a time (a)other than at termination of directorship/employment or (b)after 60 days. For Messrs.Novak and Su, these amounts also include vested
restricted stock units.
(5) This amount includes 23,616 shares held in a trust.
(6) These shares are held for the account of certain private investment funds for which Corvex Management LP, a Delaware limited partnership (“Corvex”), acts as
investment advisor. The general partner of Corvex is controlled by Mr.Meister.
(7) These shares are held in a trust.
(8) This amount includes 11,600 shares held in trusts.
(9) This amount includes 278,361 shares held indirectly.