The Hartford 2013 Annual Report Download - page 249
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II-4
Incorporated by Reference
Exhibit
No. Description Form File No. Exhibit
No. Filing Date
4.13 Warrant to Purchase Shares of Common Stock of The Hartford Financial
Services Group, Inc., dated June 26, 2009. 8-K 001-13958 4.1 06/26/2009
4.14 Third Supplemental Indenture, dated as of April 5, 2012, between The
Hartford and The Bank of New York Mellon Trust Company, N.A., as
Trustee.
8-K/A 001-13958 4.3 04/06/2012
4.15 First Supplemental Indenture, dated as of August 9, 2013, between The
Hartford and The Bank of New York Mellon Trust Company, N.A., as
Trustee.
S-3AS
R001-13958 4.7 08/09/2013
10.01 Preferred Partnership Agreement dated December 5, 2011 by and between
The Hartford, Hartford Life, Inc., Hartford Investment Financial Services,
LLC, HL Investment Advisors, LLC and Wellington Management
Company, LLP.†
10-K 001-13958 10.01 03/01/2013
10.02 Four-Year Revolving Credit Facility Agreement, dated January 6, 2012,
among The Hartford, Bank of America, N.A., as administrative agent,
JPMorgan Chase Bank, N.A. and Citibank, N.A., as syndication agents,
and the lenders referred to therein.
8-K 001-13958 10.1 01/06/2012
*10.03 The Hartford Senior Executive Officer Severance Pay Plan. 10-K 001-13958 10.07 02/25/2011
*10.04 The Hartford Senior Executive Severance Pay Plan, as amended and
restated effective February 22, 2011. 10-K 001-13958 10.08 02/25/2011
*10.05 2010 Incentive Stock Plan, as amended effective February 25, 2014.**
*10.06 The Hartford 2010 Incentive Stock Plan Administrative Rules Related to
Awards for Key Employees, as amended effective December 15, 2010. 10-K 001-13958 10.10 02/25/2011
*10.07 The Hartford 2010 Incentive Stock Plan Administrative Rules Related to
Awards for Non-Employee Directors, as amended effective December 15,
2010.
10-K 001-13958 10.11 02/25/2011
*10.08 The Hartford 2010 Incentive Stock Plan Forms of Individual Award
Agreements. 10-Q 001-13958 10.04 08/04/2010
*10.09 Summary of Annual Executive Bonus Program. 8-K 001-13958 10.2 05/25/2010
*10.10 The Hartford 2005 Incentive Stock Plan, as amended for the fiscal year
ended 2009. 10-K 001-13958 10.10 02/23/2010