The Hartford 2013 Annual Report Download - page 248

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THE HARTFORD FINANCIAL SERVICES GROUP, INC.
FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013
FORM 10-K
EXHIBITS INDEX
The exhibits attached to this Form 10-K are those that are required by Item 601 of Regulation S-K.
Incorporated by Reference
Exhibit
No. Description Form File No. Exhibit No. Filing Date
2.01 Purchase and Sale Agreement by and among Massachusetts Mutual Life
Insurance Company, Hartford Life, Inc. and The Hartford Financial Services
Group, Inc. ("The Hartford") dated as of September 4, 2012.
10-Q 001-13958 2.01 11/01/2012
2.02 Purchase and Sale Agreement by and among Hartford Life, Inc., Prudential
Financial, Inc. and The Hartford dated as of September 27, 2012. 10-Q 001-13958 2.02 11/01/2012
3.01 Amended and Restated Certificate of Incorporation of The Hartford, (as
amended by the Certificate of Elimination of the Series B Non-Voting
Contingent Convertible Preferred Stock, Series C Non-Voting Contingent
Convertible Preferred Stock, and 7.25% Mandatory Convertible Preferred
Stock, Series F of the Hartford, dated September 20, 2013).**
3.02 Amended and Restated By-Laws of The Hartford, amended effective
September 20, 2012. 8-K 001-13958 3.1 09/21/2012
4.01 Amended and Restated Certificate of Incorporation of The Hartford (filed as
an exhibit to this report as indicated in Exhibit 3.01 hereto).
4.02 Amended and Restated By-Laws of The Hartford, amended effective
September 20, 2012. 8-K 001-13958 3.1 09/21/2012
4.03 Senior Indenture, dated as of October 20, 1995, between The Hartford and
The Chase Manhattan Bank (National Association) as Trustee. S-3 333-103915 4.03 03/19/2003
4.04 Supplemental Indenture No. 1, dated as of December 27, 2000, to the Senior
Indenture filed as Exhibit 4.03 hereto, between The Hartford and The Chase
Manhattan Bank, as Trustee.
S-3/A 333-49666 4.30 12/27/2000
4.05 Supplemental Indenture No. 2, dated as of September 13, 2002, to the Senior
Indenture filed as Exhibit 4.03 hereto, between The Hartford and JPMorgan
Chase Bank, as Trustee.
8-K 001-13958 4.1 09/17/2002
4.06 Supplemental Indenture No. 3, dated as of May 23, 2003, to the Senior
Indenture filed as Exhibit 4.03 hereto, between The Hartford and JPMorgan
Chase Bank, as Trustee.
8-K 001-13958 4.1 05/30/2003
4.07 Senior Indenture, dated as of March 9, 2004, between The Hartford and
JPMorgan Chase Bank, as Trustee. 8-K 001-13958 4.1 03/12/2004
4.08 Junior Subordinated Indenture, dated as of February 12, 2007, between The
Hartford and LaSalle Bank, N.A., as Trustee. 8-K 001-13958 4.1 02/16/2007
4.09 Senior Indenture, dated as of April 11, 2007, between The Hartford and The
Bank of New York Trust Company, N.A., as Trustee. S-3AS R333-142044 4.03 04/11/2007
4.10 Junior Subordinated Indenture, dated as of June 6, 2008, between The
Hartford and The Bank of New York Trust Company, N.A., as Trustee. 8-K 001-13958 4.1 06/06/2008
4.11 First Supplemental Indenture, dated as of June 6, 2008, between The
Hartford and The Bank of New York Trust Company, N.A., as Trustee. 8-K 001-13958 4.2 06/06/2008
4.12 Replacement Capital Covenant, dated as of June 6, 2008. 8-K 001-13958 4.4 06/06/2008