HTC 2013 Annual Report Download - page 57

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CAPITAL AND SHARES CAPITAL AND SHARES
110 111
Note 11： Approval Document No.：The 06 July 2006 Letter No. Financial-Supervisory-Securities-I-0950128723 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 12： Approval Document No.：The 25 January 2007 Letter No. Financial-Supervisory-Securities-III0960004848 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 13： Approval Document No.：The 12 July 2007 Letter No. Financial-Supervisory-Securities-I-0960036213 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 14： Approval Document No.：The 25 June 2008 Letter No. Financial-Supervisory-Securities-I-0970031749 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 15： Approval Document No.：The 16 December 2008 Letter No. Financial-Supervisory-Securities-III0970068202 of the Securities and Futures Bureau of
the Financial Supervisory Commission, Executive Yuan
Note 16： Approval Document No.：The 9 July 2009 Letter No. Financial-Supervisory-Securities-0980034309 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 17： Approval Document No.：The 8 October 2009 Letter No. Financial-Supervisory-Securities-0980053814 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 18： Approval Document No.：The 9 March 2010 Letter No. Financial-Supervisory-Securities-0990010834 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 19： Approval Document No.：The 2 July 2010 Letter No. Financial-Supervisory-Securities-0990034358 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 20： Approval Document No.：The 30 June 2011 Letter No. Financial-Supervisory-Securities-1000030339 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 21： Approval Document No.：The 8 November 2011 Letter No. Financial-Supervisory-Securities-1000054193 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 22： Approval Document No.：The 23 September 2010 Letter No. Financial-Supervisory-Securities-09900541928 of the Securities and Futures Bureau of
the Financial Supervisory Commission, Executive Yuan
Note 23： Approval Document No.：The 11 October 2013 Letter No. Financial-Supervisory-Securities-1020041961 of the Securities and Futures Bureau of the
Financial Supervisory Commission, Executive Yuan
Note 24： The 12 January 2011 Letter No. Financial-Supervisory-Securities-1000000751 of the Securities and Futures Bureau of the Financial Supervisory
Commission, Executive Yuan
2014.04.21 Unit：Share
Type of stock
Authorized Capital
RemarkOutstanding shares Unissued Shares Total
Common Stock 840,352,125 159,647,875 1,000,000,000
(1) Of our authorized capital, 16,000,000
shares are reserved for the exercise of stock
warrants, preferred shares with warrants, or
corporate bonds with warrants
(2) The outstanding shares include 16,914,000
shares of treasury stock bought back by
HTC to be used for transfer to employees.
2. Shareholder structure:
2014.04.21
Structure
Shareholder
Government
Agencies
Financial
Institutions
Other Juridical
Persons
Foreign Institutions
& Natural Persons
Domestic
Natural Persons
Treasury
stock Total
Number of
shareholders 1 20 357 751 134,719 1 135,849
Shareholding 14 15,150,339 143,511,737 186,062,269 478,713,766 16,914,000 840,352,125
Holding
percentage 0.00% 1.80% 17.08% 22.14% 56.97% 2.01% 100.00%
3. Distribution of ownership:
2014.04.21 Each share has a par value of NT$10
Shareholder Ownership (Unit : share) Number of Shareholders Ownership Ownership (%)
1 ~ 999 22,288 3,779,508 0.45%
1,000 ~ 5,000 98,575 181,633,371 21.61%
5,001 ~ 10,000 8,713 66,110,422 7.87%
10,001 ~ 15,000 2,416 30,680,287 3.65%
15,001 ~ 20,000 1,284 23,457,908 2.79%
20,001 ~ 30,000 1,002 25,312,465 3.01%
30,001 ~ 40,000 451 16,099,328 1.92%
40,001 ~ 50,000 280 12,966,141 1.54%
50,001 ~ 100,000 439 31,034,583 3.69%
100,001 ~ 200,000 198 28,348,592 3.37%
200,001 ~ 400,000 87 24,627,642 2.93%
400,001 ~ 600,000 28 13,723,767 1.63%
600,001~ 800,000 15 10,807,124 1.29%
800,001 ~ 1,000,000 11 10,112,563 1.20%
Over 1,000,001 62 361,658,424 43.05%
Total 135,849 840,352,125 100.00%