Starwood 2011 Annual Report Download - page 27

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(5) Includes 3,000 shares held by the Clayton C. Daley, Jr. Revocable Trust of which Mr. Daley is a trustee and
beneficiary.
(6) Includes 121,866 shares held by The Bruce W. Duncan Revocable Trust of which Mr. Duncan is a trustee
and beneficiary.
(7) Includes 33,020 shares held by a trust of which Mr. Quazzo is settlor and over which he shares investment
control, and 397 shares owned by Mr. Quazzo’s wife in a retirement account.
(8) Includes 19,958 shares owned jointly with spouse.
The following table provides information as of December 31, 2011 regarding shares that may be issued
under equity compensation plans maintained by the Company.
Equity Compensation Plan Information-December 31, 2011
Plan Category
Number of Securities
to be Issued Upon
Exercise of
Outstanding Options,
Warrants and Rights
(a)
Weighted-Average
Exercise Price of
Outstanding Options,
Warrants and Rights
(b)
Number of Securities
Remaining Available for
Future Issuance Under
Equity Compensation Plans
(Excluding Securities
Reflected in Column (a))
(c)
Equity compensation plans approved by
security holders ..................... 13,567,571 $15.14 55,717,431(1)
Equity compensation plans not approved by
security holders ..................... —
Total ................................ 13,567,571 $15.14 55,717,431
(1) Does not include shares underlying deferred restricted stock units that vest over three years and may be
settled in shares that were granted pursuant to the Annual Incentive Plan for Certain Executives, amended
and restated as of December 2008 (the “Executive Plan”). The Executive Plan, as it was approved by
stockholders at the 2010 Annual Meeting, did not limit the number of deferred restricted stock units that
may be issued. In addition, 10,048,154 shares remain available for issuance under our Employee Stock
Purchase Plan, a stock purchase plan meeting the requirements of Section 423 of the Code.
17