ADT 2015 Annual Report Download - page 32

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SECTION 16(A) BENEFICIAL OWNERSHIP REPORTING COMPLIANCE
SECTION 16(a) BENEFICIAL OWNERSHIP
REPORTING COMPLIANCE
Section 16(a) of the Exchange Act requires the Company’s directors, certain of its officers and any persons beneficially owning more than 10% of
a registered class of the Company’s equity securities to file reports of their ownership of ADT common stock and of changes in such ownership
with the SEC and the NYSE within specified time periods. Regulations also require ADT to identify in this Proxy Statement any person subject to
this requirement who failed to file any such report on a timely basis. To the Company’s knowledge, based solely on a review of the copies of
such reports furnished to the Company and written representations from reporting persons that no other reports were required, we believe that
all of our directors, officers, and greater than 10% stockholders complied with all Section 16(a) filing requirements applicable to them during the
fiscal year ended September 25, 2015.
22 The ADT Corporation 2016 Proxy Statement
PROXY STATEMENT