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SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
SECURITY OWNERSHIP OF CERTAIN
BENEFICIAL OWNERS AND MANAGEMENT
The following table provides information regarding the beneficial ownership of our common stock as of December 31, 2015 by (i) all directors
and director nominees, (ii) each of our named executive officers, and (iii) our directors and executive officers as a group.
Except as otherwise noted, each person identified in the table below has sole voting and investment power with respect to the shares listed. To
the extent indicated in the table below, shares beneficially owned by a person include shares of which the person has the right to acquire
beneficial ownership within 60 days after December 31, 2015. As of December 31, 2015, there were 165,293,772 shares of our common
stock issued and outstanding.
Shares of Common Stock Beneficially Owned
Name of Beneficial Owner
Common
Stock
Beneficially
Owned
Directly or
Indirectly
Common
Stock
Acquirable
within 60-
Days
Total
Common
Stock
Beneficially
Owned
% of Shares
of Common
Stock
Outstanding
N. David Bleisch 40,608 116,861 157,469 *
Thomas Colligan 16,648 0 16,648 *
Richard Daly 7,869 0 7,869 *
Jerri DeVard 2,426 28,900 31,326 *
Timothy Donahue 14,610 0 14,610 *
Robert Dutkowsky 8,148 0 8,148 *
Alan Ferber 11,707 37,400 49,107 *
Michael Geltzeiler 16,223 60,925 77,148 *
Bruce Gordon 22,252 0 22,252 *
Naren Gursahaney 230,635 1,128,686 1,359,321 *
Bridgette Heller 8,148 0 8,148 *
Kathleen Hyle 8,148 0 8,148 *
Christopher Hylen 0 572 572 *
Directors and Executive Officers as a Group (20 persons) 463,479 1,563,847 2,027,326 1.23%
* Less than 1.0%
The following table sets forth the information indicated for persons or groups known to us to be beneficial owners of more than 5% of our
outstanding common stock.
Name and Address of Beneficial Owner Amount and Nature of
Beneficial Ownership Percentage of Class
Dodge & Cox
555 California Street, 40th Floor
San Francisco, CA 94104
27,884,826(1) 16.87%
The Vanguard Group
100 Vanguard Boulevard
Malvern, PA 19355
13,070,486(2) 7.91%
Clearbridge Investments, LLC
620 8th Avenue
New York, NY 10018
12,064,357(3) 7.30%
BlackRock, Inc.
40 East 52nd Street
New York, NY 10022
10,387,719(4) 6.28%
1) Information shown is based on information reported on Schedule 13G/A filed with the SEC on February 13, 2015, in which Dodge and Cox reported that it has sole voting power over
26,788,064 shares of our common stock and sole dispositive power of 27,884,826 shares of our common stock.
20 The ADT Corporation 2016 Proxy Statement
PROXY STATEMENT