ADT 2007 Annual Report Download - page 43

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth the number of shares of common stock beneficially owned as of
October 1, 2007 by each current Director, nominee for Director, executive officer named in the
Summary Compensation Table under ‘‘Executive Officer Compensation’’ and the Directors and
executive officers of the Company as a group.
Number of Common Shares
Beneficial Owner Title Beneficially Owned(1)
Dennis C. Blair ............... Director 19,708(3)(4)
Edward D. Breen ............. Chairman and Chief Executive
Officer 3,260,803(2)(3)(4)
Christopher J. Coughlin ......... Executive Vice President and Chief
Financial Officer 191,709(2)(4)
Carol Anthony Davidson ........ Senior Vice President, Controller
and Chief Accounting Officer 98,591(2)(4)
Brian Duperreault ............. Director 12,745(3)
John E. Evard ................ Senior Vice President, Tax 143,521(2)(4)
Bruce S. Gordon .............. Director 20,208(3)(4)
Rajiv L. Gupta ............... Director 10,548(3)(5)
Naren K. Gursahaney .......... President, ADT Worldwide 197,388(2)(4)
John A. Krol ................. Lead Director 23,180(3)(4)
H. Carl McCall ............... Director 19,708(3)(4)
Brendan R. O’Neill ............ Director 19,708(3)(4)
William S. Stavropoulos ......... Director 4,779(3)
Sandra S. Wijnberg ............ Director 19,708(3)(4)
Jerome B. York ............... Director 28,458(3)(4)
Timothy M. Donahue .......... Director Nominee 0
All current Directors and executive
officers as a group (21 persons) .............................. 4,491,753(6)
(1) The number shown reflects the number of common shares owned beneficially as of October 1,
2007, based on information furnished by the persons named, public filings and Tyco’s records. A
person is deemed to be a beneficial owner of common shares if he or she, either alone or with
others, has the power to vote or to dispose of those common shares. Except as otherwise indicated
below and subject to applicable community property laws, each owner has sole voting and sole
investment authority with respect to the shares listed. To the extent indicated in the notes below,
common shares beneficially owned by a person include common shares of which the person has
the right to acquire beneficial ownership within 60 days after October 1, 2007. All current
Directors and executive officers, as a group, were beneficial owners of approximately 0.9% of the
outstanding common shares as of October 1, 2007. There were 497,587,201 Tyco common shares
outstanding on such date.
(2) Includes shares of restricted common stock as follows: Mr. Breen, 75,000; Mr. Coughlin, 40,000;
Mr. Davidson, 7,000; Mr. Evard, 6,375; Mr. Gursahaney, 6,215.
(3) Includes vested DSUs as follows: Admiral Blair, 14,734; Mr. Breen, 887,002; Mr. Duperreault,
12,274; Mr. Gordon, 14,734; Mr. Gupta, 9,548; Mr. Krol, 14,734; Mr. McCall, 14,734; Dr. O’Neill,
14,734; Dr. Stavropoulos, 4,029; Ms. Wijnberg, 14,734; and Mr. York, 14,734. Distribution of the
DSUs will occur upon (i) the termination of the individual from the Company or the Company’s
Board (other than for cause) or (ii) a change in control of the Company. Upon such termination
or change in control, as the case may be, the Company will issue the number of Tyco common
shares equal to the aggregate number of vested DSUs credited to the individual, including DSUs
received through the accrual of dividend equivalents.
2008 Proxy Statement 23