ADT 2005 Annual Report Download - page 39

SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
The following table sets forth the number of shares of common stock beneficially owned as of
October 3, 2005, by each current director, nominee for director, executive officer named in the
Summary Compensation Table under ‘‘Executive Officer Compensation’’ below and the directors and
executive officers of the Company as a group.
Number of Common Shares
Beneficial Owner Title Beneficially Owned(1)
Dennis C. Blair ............... Director 34,200(3)(4)
Edward D. Breen ............. Chairman and Chief Executive
Officer 7,314,894(2)(3)(4)
Brian Duperreault ............. Director 12,285(3)
David J. FitzPatrick ............ Special advisor to the Chairman
and Chief Executive Officer 2,024,202(2)(3)(4)
Bruce S. Gordon .............. Director 36,200(3)(4)
Juergen W. Gromer ............ President—Tyco Electronics 2,932,634(2)(4)
Rajiv L. Gupta ............... Director 10,187(3)(5)
John A. Krol ................. Lead Director 48,110(3)(4)
Thomas J. Lynch .............. President—Tyco Engineered
Products and Services 299,834(2)(4)
William B. Lytton ............. Executive Vice President and
General Counsel 990,610(2)(3)(4)
H. Carl McCall ............... Director 34,200(3)(4)
Mackey J. McDonald ........... Director 35,700(3)(4)
Richard J. Meelia ............. President—Tyco Healthcare 2,876,436(2)(4)
Brendan R. O’Neill ............ Director 34,200(3)(4)
Sandra S. Wijnberg ............ Director 34,200(3)(4)
Jerome B. York ............... Director 69,200(3)(4)
All current directors and executive
officers and one former executive
officer as a group (28 persons) .............................. 19,527,759(6)
(1) The number shown reflects the number of common shares owned beneficially as of October 3,
2005, based on information furnished by the persons named, public filings and Tyco’s records. A
person is deemed to be a beneficial owner of common shares if he or she, either alone or with
others, has the power to vote or to dispose of those common shares. Except as otherwise indicated
below and subject to applicable community property laws, each owner has sole voting and sole
investment authority with respect to the shares listed. To the extent indicated in the notes below,
common shares beneficially owned by a person include common shares of which the person has
the right to acquire beneficial ownership within 60 days after October 3, 2005. All amounts shown
are less than 1% of the outstanding common shares. There were 2,026,846,759 Tyco common
shares outstanding as of October 3, 2005.
(2) Includes shares of restricted common stock as follows: Mr. Breen, 360,000; Mr. FitzPatrick, 60,000;
Mr. Lynch,155,000; Mr. Lytton, 85,000; and Mr. Meelia, 145,000. Also includes 155,000 restricted
stock units held by Dr. Gromer.
(3) Includes vested deferred stock units (‘‘DSUs’’) as follows: Admiral Blair, 14,200; Mr. Breen,
970,484; Mr. Duperreault, 10,399; Mr. FitzPatrick, 203,035; Mr. Gordon, 14,200; Mr. Gupta, 6,187;
Mr. Krol, 14,200; Mr. Lytton, 152,276; Mr. McCall, 14,200; Mr. McDonald, 14,200; Dr. O’Neill,
14,200; Ms. Wijnberg, 14,200; and Mr. York, 14,200. Distribution of the DSUs will occur upon
(i) the termination of the individual from the Company or the Company’s Board of Directors
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