Pizza Hut 2014 Annual Report Download - page 48

15MAR201511093851
David C. Novak 328,796 1,415,552 1,334,279 3,078,627 1,083,785 4,162,412
Michael J. Cavanagh 10,000 162 — 10,162 7,379 17,541
David W. Dorman 56,901 10,574 — 67,475 5,254 72,729
Massimo Ferragamo 53,429 10,574 43,130 107,133 34,532 141,665
Mirian M. Graddick-Weir — 411 — 411 9,681 10,092
Bonnie G. Hill 3,855 15,630 11,961 31,446 17,263 48,709
Jonathan S. Linen 28,054(5) 15,630 — 43,684 35,641 79,325
Thomas C. Nelson 8,288 5,610 — 13,898 36,051 49,949
Thomas M. Ryan 37,243(6) 15,630 4,587 57,460 30,287 87,747
Elane B. Stock — — — — 2,494 2,494
Robert D. Walter 108,301 6,914 — 115,215 23,586 138,801
Jing-Shyh S. Su 380,101(7) 1,331,590 — 1,711,691 214,664 1,926,355
Patrick J. Grismer 19,558(8) 119,328 — 138,886 24,926 163,812
Greg Creed 38,681 303,372 1,748 343,801 61,950 405,751
Scott O. Bergren 36,897 271,842 4,618 313,357 67,125 380,482
All Directors and Executive Officers as a Group
(21 persons) 1,195,291 4,639,136 1,492,203 7,326,630 2,003,171 9,329,801
(1) Shares owned outright. These amounts include the following shares held pursuant to YUM’s 401(k) Plan as to which each named person has
sole voting power:
Mr. Novak, 33,132 shares
Mr. Grismer, 7,957 shares
all executive officers as a group, 51,160 shares
(2) The amounts shown include beneficial ownership of shares that may be acquired within 60 days pursuant to stock options and SARs
awarded under our employee or director incentive compensation plans. For stock options, we report shares equal to the number of options
exercisable within 60 days. For SARs, we report the shares that would be delivered upon exercise (which is equal to the number of SARs
multiplied by the difference between the fair market value of our common stock at year-end and the exercise price divided by the fair market
value of the stock).
(3) These amounts shown reflect units denominated as common stock equivalents held in deferred compensation accounts for each of the
named persons under our Director Deferred Compensation Plan or our Executive Income Deferral Program. Amounts payable under these
plans will be paid in shares of YUM common stock at termination of directorship/employment or within 60 days if so elected.
(4) The amounts shown include units denominated as common stock equivalents held in deferred compensation accounts which become
payable in shares of YUM common stock at a time (a) other than at termination of directorship/employment or (b) after 60 days. For
Mr. Novak, those amounts also include vested restricted stock units. For Mr. Su, amounts also include restricted stock units awarded in 2010
that will vest in 2015.
(5) This amount includes 23,616 shares held in a trust.
(6) These shares are held in a trust.
(7) This amount includes 278,361 shares held indirectly.
(8) This amount includes 11,600 shares held in trusts.
26 YUM! BRANDS, INC. 2015 Proxy Statement
Beneficial Ownership
Options/
Number SARS Additional
of Shares Exercisable Deferral Total Underlying
Beneficially within Plans Stock Beneficial Stock
Name Owned(1) 60 Days(2) Units(3) Ownership Units(4) Total
•
•
•
STOCK OWNERSHIP INFORMATION
Proxy Statement