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YUM! BRANDS, INC.-2012 Form10-K 76
Form 10-K
PART IV
ITEM 15Exhibit Index
Exhibit
Number Description of Exhibits
10.10†
YUM Long Term Incentive Plan, as Amended through the Fourth Amendment, as effective November21, 2008, which is incorporated
by reference from Exhibit 10.18 to YUM’s Quarterly Report on Form 10-Q for the quarter ended June13, 2009.
10.11
Second Amended and Restated YUM Purchasing Co-op Agreement, dated as of January1, 2012, between YUM and the Unifi ed
FoodService Purchasing Co-op, LLC, as fi led herewith.
10.12†
YUM Restaurant General Manager Stock Option Plan, as effective April1, 1999, and as amended through June23, 2003,
which is incorporated herein by reference from Exhibit 10.22 to YUM’s Annual Report on Form 10-K for the fi scal year ended
December31, 2005.
10.13†
YUM SharePower Plan, as effective October7, 1997, and as amended through June23, 2003, which is incorporated herein
by reference from Exhibit 10.23 to YUM’s Annual Report on Form 10-K for the fi scal year ended December31, 2005.
10.14†
Form of YUM Director Stock Option Award Agreement, which is incorporated herein by reference from Exhibit 10.25 to YUM’s
Quarterly Report on Form 10-Q for the quarter ended September4, 2004.
10.15†
Form of YUM 1999 Long Term Incentive Plan Award Agreement, which is incorporated herein by reference from Exhibit 10.26 to
YUM’s Quarterly Report on Form 10-Q for the quarter ended September4, 2004.
10.16†
YUM! Brands, Inc. International Retirement Plan, as in effect January1, 2005, which is incorporated herein by reference from Exhibit
10.27 to YUM’s Annual Report on Form 10-K for the fi scal year ended December25, 2004.
10.17†
Letter of Understanding, dated July13, 2004, and as amended on May18, 2011, by and between the Company and Samuel
Su, which is incorporated herein by reference from Exhibit 10.28 to YUM’s Annual Report on Form 10-K for the fi scal year ended
December25, 2004, and from Item 5.02 of Form 8-K on May24, 2011.
10.18†
Form of 1999 Long Term Incentive Plan Award Agreement (Stock Appreciation Rights) which is incorporated by reference
from Exhibit 99.1 to YUM’s Report on Form 8-K as fi led on January30, 2006.
10.20†
YUM! Brands Leadership Retirement Plan, as in effect January1, 2005, which is incorporated herein by reference from Exhibit 10.32
to YUM’s Quarterly Report on Form 10-Q for the quarter ended March24, 2007.
10.20.1†
YUM! Brands Leadership Retirement Plan, Plan Document for the 409A Program, as effective January1, 2005, and as Amended
through December2009, which is incorporated by reference from Exhibit 10.21.1 to YUM’s Annual Report on Form 10-K for the fi scal
year ended December26, 2009.
10.21†
1999 Long Term Incentive Plan Award (Restricted Stock Unit Agreement) by and between the Company and David C. Novak,
dated as of January24, 2008, which is incorporated herein by reference from Exhibit 10.33 to YUM’s Annual Report on Form 10-K
for the scal year ended December29, 2007.
10.22†
YUM! Performance Share Plan, as effective January1, 2009, which is incorporated by reference from Exhibit 10.24 to YUM’s Annual
Report on Form 10-K for the fi scal year ended December26, 2009.
10.23†
YUM! Brands Third Country National Retirement Plan, as effective January1, 2009, which is incorporated by reference from Exhibit
10.25 to YUM’s Annual Report on Form 10-K for the fi scal year ended December26, 2009.
10.24†
2010 YUM! Brands Supplemental Long Term Disability Coverage Summary, as effective January1, 2010, which is incorporated
by reference from Exhibit 10.26 to YUM’s Annual Report on Form 10-K for the fi scal year ended December26, 2009.
10.25†
1999 Long Term Incentive Plan Award (Restricted Stock Unit Agreement) by and between the Company and Jing-Shyh S. Su, dated
as of May20, 2010, which is incorporated by reference from Exhibit 10.27 to YUM’s Annual Report on Form 10-K for the fi scal year
ended December25, 2010.
12.1 Computation of ratio of earnings to fi xed charges.
21.1 Active Subsidiaries of YUM.
23.1 Consent of KPMG LLP.
31.1
Certifi cation of the Chairman and Chief Executive Offi cer pursuant to Rule 13a-14(a) of Securities Exchange Act of 1934, as adopted
pursuant to Section302 of the Sarbanes-Oxley Act of 2002.
31.2
Certifi cation of the Chief Financial Offi cer pursuant to Rule 13a-14(a) of Securities Exchange Act of 1934, as adopted pursuant
to Section302 of the Sarbanes-Oxley Act of 2002.
32.1
Certifi cation of the Chairman and Chief Executive Offi cer pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906
of the Sarbanes-Oxley Act of 2002.
32.2
Certifi cation of the Chief Financial Offi cer pursuant to 18 U.S.C. Section1350, as adopted pursuant to Section906
of the Sarbanes-Oxley Act of 2002.
101.INS XBRL Instance Document
101.SCH XBRL Taxonomy Extension Schema Document
101.CAL XBRL Taxonomy Extension Calculation Linkbase Document
101.LAB XBRL Taxonomy Extension Label Linkbase Document
101.PRE XBRL Taxonomy Extension Presentation Linkbase Document
101.DEF XBRL Taxonomy Extension Defi nition Linkbase Document
+ Confidential treatment has been granted for certain portions which are omitted in the copy of the exhibit electronically filed with the SEC. The omitted information has been filed separately
with the SEC pursuant to our application for confidential treatment.
Indicates a management contract or compensatory plan.