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Number of units
Name Award type
Fiscal
Year
of Award
Effective
price
(HK$)
As at
April 1,
2011
(Unvested)
Awarded
during
the year
Vested
during
the year
Exercised
during
the year
Cancelled/
lapsed
during
the year
(Note 2)
As at
March 31,
2012
(unvested)
Total
outstanding
as at
March 31,
2012
Vesting period
(mm.dd.yyyy)
Dr. Tian Suning SAR 07/08 5.14 ––––––151,950 09.01.2008 – 09.01.2010
SAR 08/09 5.88 65,327 –65,327 –––195,980 06.01.2009 – 06.01.2011
SAR 09/10 3.88 175,864 –87,932 – – 87,932 263,796 08.07.2010 – 08.07.2012
SAR 09/10 4.47 25,442 –12,721 – – 12,721 38,163 11.30.2010 – 11.30.2012
SAR 10/11 4.59 237,001 –79,000 – – 158,001 237,001 08.20.2011 – 08.20.2013
SAR 11/12 4.56 –323,000 – – 323,000 08.19.2012 – 08.19.2014
RSU 08/09 5.88 26,130 –26,130 – – – – 06.01.2009 – 06.01.2011
RSU 09/10 3.88 79,938 –39,969 – – 39,969 39,969 08.07.2010 – 08.07.2012
RSU 09/10 4.47 11,565 –5,782 – – 5,783 5,783 11.30.2010 – 11.30.2012
RSU 10/11 4.59 118,501 –39,500 – – 79,001 79,001 08.20.2011 – 08.20.2013
RSU 11/12 4.56 –153,810 – – – 153,810 153,810 08.19.2012 – 08.19.2014
Mr. Nicholas C. Allen SAR 09/10 4.47 71,562 –35,781 – – 35,781 107,343 11.30.2010 – 11.30.2012
SAR 10/11 4.59 237,001 –79,000 – – 158,001 237,001 08.20.2011 – 08.20.2013
SAR 11/12 4.56 –323,000 –––323,000 323,000 08.19.2012 – 08.19.2014
RSU 09/10 4.47 32,528 –16,264 – – 16,264 16,264 11.30.2010 – 11.30.2012
RSU 10/11 4.59 118,501 –39,500 – – 79,001 79,001 08.20.2011 – 08.20.2013
RSU 11/12 4.56 –153,810 –––153,810 153,810 08.19.2012 – 08.19.2014
Mr. Nobuyuki Idei SAR 11/12 5.23 –144,085 –––144,085 144,085 09.28.2012 – 09.28.2014
RSU 11/12 5.23 –68,612 –––68,612 68,612 09.28.2012 – 09.28.2014
Mr. William O. Grabe SAR 05/06 3.15 –––564,000 265,959 – – 05.01.2006 – 05.01.2008
SAR 06/07 2.99 ––––––390,000 06.01.2007 – 06.01.2009
SAR 07/08 3.94 ––––––297,000 06.01.2008 – 06.01.2010
SAR 08/09 5.88 65,327 –65,327 – – – 195,980 06.01.2009 – 06.01.2011
SAR 09/10 3.88 175,864 –87,932 – – 87,932 263,796 08.07.2010 – 08.07.2012
SAR 09/10 4.47 25,442 –12,721 – – 12,721 38,163 11.30.2010 – 11.30.2012
SAR 10/11 4.59 237,001 –79,000 – – 158,001 237,001 08.20.2011 – 08.20.2013
SAR 11/12 4.56 –323,000 –––323,000 323,000 08.19.2012 – 08.19.2014
RSU 08/09 5.88 26,130 –26,130 – – – – 06.01.2009 – 06.01.2011
RSU 09/10 3.88 79,938 –39,969 – – 39,969 39,969 08.07.2010 – 08.07.2012
RSU 09/10 4.47 11,565 –5,782 – – 5,783 5,783 11.30.2010 – 11.30.2012
RSU 11/12 4.56 –153,810 –––153,810 153,810 08.19.2012 – 08.19.2014
RSU (Deferral) 10/11 4.30 –40,552 40,552 – – – – Note 1
RSU (Deferral) 11/12 4.56 –38,452 38,452 – – – –Note 1
RSU (Deferral) 11/12 6.72 –25,965 25,965 – – – – Note 1
Note 1: Proceeds in respect of quarterly deferral grants to be paid only at point of termination from the board of directors or unforeseen emergency.
Note 2: These units were nullified in accordance with the operation of the SAR plan rules.
Members of the Compensation Committee
Mr. William O Grabe (Chairman)
Professor Woo Chia-Wei
Mr. Ting Lee Sen