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2010/11 Annual Report Lenovo Group Limited
40
CORPORATE GOVERNANCE
Number of units
Name Award type
Fiscal
Year
of Award
Effective
price
As at
April 1,
2010
Awarded
during the
year
Vested during
the year
Exercised
during the
year
Cancelled/
lapsed during
the year
As at
March 31,
2011
Total
outstanding
as at March
31, 2011
Max no. of
shares
subject to
conditions Vesting period
(HK$) (unvested) (Note 3) (unvested) (mm.dd.yyyy)
Ms. Ma Xuezheng SAR 06/07 2.35 1,027,473 –1,027,473 527,564 499,909 – – – 06.01.2007 – 06.01.2010
SAR 07/08 3.94 99,000 –99,000 18,242 80,758 – – – 06.01.2008 – 06.01.2010
SAR 07/08 5.62 346,565 –173,283 – – 173,282 693,130 693,130 06.01.2008 – 06.01.2011
SAR 08/09 5.88 130,653 –65,327 – – 65,326 195,980 195,980 06.01.2009 – 06.01.2011
SAR 09/10 3.88 263,796 –87,932 17,295 70,637 175,864 175,864 175,864 08.07.2010 – 08.07.2012
SAR 09/10 4.47 38,163 –12,721 – – 25,442 38,163 38,163 11.30.2010 – 11.30.2012
SAR 10/11 4.59 –237,001 – – – 237,001 237,001 237,001 08.20.2011 – 08.20.2013
RSU 06/07 2.35 342,491 –342,491 – – – – – 06.01.2007 – 06.01.2010
RSU 07/08 3.94 33,000 –33,000 – – – – – 06.01.2008 – 06.01.2010
RSU 07/08 5.62 115,521 –57,761 – – 57,760 57,760 57,760 06.01.2008 – 06.01.2011
RSU 08/09 5.88 52,260 –26,130 – – 26,130 26,130 26,130 06.01.2009 – 06.01.2011
RSU 09/10 3.88 119,907 –39,969 – – 79,938 79,938 79,938 08.07.2010 – 08.07.2012
RSU 09/10 4.47 17,347 –5,782 – – 11,565 11,565 11,565 11.30.2010 – 11.30.2012
RSU 10/11 4.59 –118,501 – – – 118,501 118,501 118,501 08.20.2011 – 08.20.2013
Mr. James G. Coulter SAR 07/08 3.94 99,000 –99,000 – – – – – 06.01.2008 – 06.01.2010
SAR 08/09 5.88 130,654 –65,327 – – 65,327 65,327 65,327 06.01.2009 – 06.01.2011
SAR 09/10 3.88 263,796 –87,932 – – 175,864 175,864 175,864 08.07.2010 – 08.07.2012
SAR 09/10 4.47 38,163 –12,721 – – 25,442 25,442 25,442 11.30.2010 – 11.30.2012
SAR 10/11 4.59 –237,001 – – – 237,001 237,001 237,001 08.20.2011 – 08.20.2013
RSU 07/08 3.94 33,000 –33,000 – – – – – 06.01.2008 – 06.01.2010
RSU 08/09 5.88 52,260 –26,130 – – 26,130 26,130 26,130 06.01.2009 – 06.01.2011
RSU 09/10 3.88 119,907 –39,969 – – 79,938 79,938 79,938 08.07.2010 – 08.07.2012
RSU 09/10 4.47 17,347 –5,782 – – 11,565 11,565 11,565 11.30.2010 – 11.30.2012
RSU 10/11 4.59 –118,501 –––118,501 118,501 118,501 08.20.2011 – 08.20.2013
Mr. William O. Grabe SAR 05/06 3.15 – – – – – – 564,000 564,000 05.01.2006 – 05.01.2008
SAR 06/07 2.99 – – – – – – 390,000 390,000 06.01.2007 – 06.01.2009
SAR 07/08 3.94 99,000 –99,000 – – – – – 06.01.2008 – 06.01.2010
SAR 08/09 5.88 130,654 –65,327 – – 65,327 65,327 65,327 06.01.2009 – 06.01.2011
SAR 09/10 3.88 263,796 –87,932 – – 175,864 175,864 175,864 08.07.2010 – 08.07.2012
SAR 09/10 4.47 38,163 –12,721 – – 25,442 25,442 25,442 11.30.2010 – 11.30.2012
SAR 10/11 4.59 –237,001 – – – 237,001 237,001 237,001 08.20.2011 – 08.20.2013
RSU 07/08 3.94 33,000 –33,000 – – – – – 06.01.2008 – 06.01.2010
RSU 08/09 5.88 52,260 –26,130 – – 26,130 26,130 26,130 06.01.2009 – 06.01.2011
RSU 09/10 3.88 119,907 –39,969 – – 79,938 79,938 79,938 08.07.2010 – 08.07.2012
RSU 09/10 4.47 17,347 –5,782 – – 11,565 11,565 11,565 11.30.2010 – 11.30.2012
RSU 10/11 4.59 –118,501 – – – 118,501 118,501 118,501 08.20.2011 – 08.20.2013
RSU 10/11 4.74 –36,788 36,788 – – – – – Note 1
RSU 10/11 4.59 –38,090 38,090 – – – – – Note 1
RSU 10/11 5.66 –30,808 30,808 – – – – – Note 1
RSU 10/11 5.47 –3,987 2,309 – – – – – Note 1
RSU 10/11 4.88 –35,733 31,762 – – – – – Note 1
Dr. Wu Yibing SAR 09/10 3.88 263,796 –87,932 – – 175,864 175,864 175,864 08.07.2010 – 08.07.2012
SAR 09/10 4.47 38,163 –12,721 – – 25,442 25,442 25,442 11.30.2010 – 11.30.2012
SAR 10/11 4.59 –237,001 – – – 237,001 237,001 237,001 08.20.2011 – 08.20.2013
RSU 09/10 3.88 119,907 –39,969 – – 79,938 79,938 79,938 08.07.2010 – 08.07.2012
RSU 09/10 4.47 17,347 –5,782 – – 11,565 11,565 11,565 11.30.2010 – 11.30.2012
RSU 10/11 4.59 –118,501 – – – 118,501 118,501 118,501 08.20.2011 – 08.20.2013