Xcel Energy 2006 Annual Report Download - page 128

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118
Part IV
Item 15 — Exhibits, Financial Statement Schedules
1. Consolidated Financial Statements:
Management Report on Internal Controls — For the year ended Dec. 31, 2006. 64
Reports of Independent Registered Public Accounting Firm — For the years ended Dec. 31, 2006, 2005 and 2004. 66
Consolidated Statements of Income — For the three years ended Dec. 31, 2006, 2005 and 2004. 67
Consolidated Statements of Cash Flows — For the three years ended Dec. 31, 2006, 2005 and 2004. 68
Consolidated Balance Sheets — As of Dec. 31, 2006 and 2005. 69
2. Schedule I — Condensed Financial Information of Registrant. 124
Schedule II — Valuation and Qualifying Accounts and Reserves for the years ended Dec. 31, 2006, 2005 and 2004. 128
3. Exhibits
* Indicates incorporation by reference
+ Executive Compensation Arrangements and Benefit Plans Covering Executive Officers and Directors
Xcel Energy
2.01* Agreement and Plan of Merger, dated as of March 24, 1999, by and between Northern States Power Co. and New Century Energies, Inc.
(Exhibit 2.1 to New Century Energies, Inc. Form 8-K (file no. 001-12907) dated March 24, 1999).
2.02* Order confirming NRG plan of reorganization dated Nov. 24, 2003 (Exhibit 99.b.10 to Form POS AMC (file no. 070-10152) dated Dec. 1,
2003).
2.03* Release-Based Amount Agreement dated Dec. 5, 2003 between Xcel Energy Inc. and NRG Energy, Inc. (Exhibit 2.03 to Form 10-K (file no.
001-03034) dated March 15, 2004).
2.04* Settlement Agreement dated Dec. 5, 2003 between Xcel Energy Inc. and NRG Energy, Inc. (Exhibit 2.04 to Form 10-K (file no. 001-03034)
dated March 15, 2004).
2.05* Employee Matters Agreement dated Dec. 5, 2003 between Xcel Energy Inc. and NRG Energy, Inc. (Exhibit 2.05 to Form 10-K (file no.
001-03034) dated March 15, 2004).
2.06* Tax Matters Agreement dated Dec. 5, 2003 between Xcel Energy Inc. and NRG Energy, Inc. (Exhibit 2.06 to Form 10-K (file no. 001-03034)
dated March 15, 2004).
2.07* Stock Purchase Agreement between Xcel Energy Inc., as “Seller,” and Black Hills Corporation, as “Buyer,” dated Jan. 13, 2004
(Exhibit 99.01 to Form 8-K (file no. 001-03034) dated May 14, 2004).
Xcel Energy
3.01* Restated Articles of Incorporation of Xcel Energy (Exhibit 4.01 to Form 8-K (file no. 001-03034) filed Aug. 21, 2000).
3.02* By-Laws of Xcel Energy (Exhibit 3.01 to Form 10-Q (file no. 001-03034) filed Aug. 4, 2004).
Xcel Energy
4.01* Trust Indenture dated Dec. 1, 2000, between Xcel Energy Inc. and Wells Fargo Bank Minnesota, National Association, as Trustee.
(Exhibit 4.01 to Form 8-K (file no. 001-03034) dated Dec. 18, 2000).
4.02* Supplemental Trust Indenture dated Dec. 15, 2000, between Xcel Energy Inc. and Wells Fargo Bank Minnesota, National Association, as
Trustee, creating $600 million principal amount of 7 percent Senior Notes, Series due 2010. (Exhibit 4.01 to Form 8-K (file no. 001-03034)
dated Dec. 18, 2000).
4.03* Stockholder Protection Rights Agreement dated Dec. 13, 2000, between Xcel Energy Inc. and Wells Fargo Bank Rights Agent. (Exhibit 1 to
Form 8-K (file no. 001-03034) dated Minnesota, N.A., as Jan. 4, 2001).
4.04* Registration Rights Agreement dated Nov. 21, 2002 by and among Xcel Energy Inc. and Merrill Lynch, Pierce, Fenner & Smith Inc. and
Lazard Freres & Co. LLC. (Exhibit 4.125 to Form 10-K (file no. 001-03034) dated March 31, 2003).
4.05* Redemption Agreement dated Nov. 25, 2002 by and among Xcel Energy Inc. and the Buyers listed on Exhibit A thereto. (Exhibit 4.136 to
Form 10-K (file no. 001-03034) dated March 31, 2003).
4.06* Indenture dated Nov. 21, 2002 between Xcel Energy Inc. and Wells Fargo Bank NA, 7.5 percent convertible senior notes due 2007
(Exhibit 4.137 to Form 10-K (file no. 001-03034) dated March 31, 2003).
4.07* Supplemental Trust Indenture No. 2 dated June 15, 2003 between Xcel Energy Inc. and Wells Fargo Bank NA, supplementing trust indenture
dated Dec. 1, 2000 (Exhibit 4.01 to Form 10-Q (file no. 001-03034) dated Aug. 15, 2003).
4.08* Indenture dated Nov. 15, 2003 between Xcel Energy Inc. and Wells Fargo Bank Minnesota NA, 7.5 percent convertible senior notes due
2008. (Exhibit 4.10 to Form 10-K (file no. 001-03034), dated March 15, 2004).
4.09* Registration Rights Agreement dated June 24, 2003 among Xcel Energy Inc. and Credit Suisse First Boston LLC, McDonald Investments
Inc. and UBS Securities LLC (Exhibit 4.10 to Form S-4 (file no. 001-03034) dated Oct. 9, 2003).
4.10* Registration Rights Agreement dated Nov. 21, 2003 among Xcel Energy Inc., Citadel Equity Fund Ltd., Citadel Credit Trading Ltd., and
Citadel Jackson Investment Fund Ltd. (Exhibit 4.10 to Form 10-K (file no. 001-03034), dated March 15, 2004).
4.11* Form of Stock Option Agreement Dated Aug. 5, 2005 (Exhibit 4.04 to Form S-8 (file no. 001-03034) dated Aug. 5, 2005).