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PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities
Holdings' common stock is quoted on The NASDAQ Stock Market under the ticker symbol SHLD. There
were 11,185 shareholders of record at March 10, 2016. The quarterly high and low sales prices for Holdings'
common stock are set forth below.
Fiscal Year 2015€
Sears Holdings
First
Quarter
Second
Quarter
Third
Quarter
Fourth
Quarter
Common stock price
High . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $46.23 $44.72 $28.31 $25.24
Low . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $31.35 $20.86 $19.08 $16.27
Fiscal Year 2014€
Sears Holdings
First
Quarter
Second
Quarter
Third
Quarter
Fourth
Quarter
Common stock price
High . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $51.06 $45.00 $40.78 $48.25
Low . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $31.26 $34.88 $24.10 $30.70
Holdings has not paid cash dividends over the two most recent fiscal years and does not expect to pay cash
dividends in the foreseeable future.
Equity Compensation Plan Information
The following table reflects information about securities authorized for issuance under our equity
compensation plans at January€30, 2016.
Plan Category
Number€of€securities
to be issued upon
exercise of
outstanding€options,
warrants€and
rights€
Weighted-average
exercise price of
outstanding
options,
warrants€and
rights
Number€of€securities
remaining€available€for
future issuance
under equity
compensation plans*
Equity compensation plans approved by security holders . . — — 4,979,161
Equity compensation plans not approved by security
holders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — —
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — 4,979,161 €
__________________
*Represents shares of common stock that may be issued pursuant to our 2006 Stock Plan or our 2013 Stock Plan. Awards under the
2006 Stock Plan may be restricted stock awards, a grant of shares of our common stock in connection with an award made under a
long-term incentive plan, or certain other stock-based awards. Awards under the 2013 Stock Plan may be restricted stock, stock
unit awards, incentive stock options, nonqualified stock options, stock appreciation rights, or certain other stock-based awards.
The 2013 Stock Plan also allows common stock of Holdings to be awarded in settlement of an incentive award under the Sears
Holdings Corporation Umbrella Incentive Program (and any incentive program established thereunder). The shares shown consist
of 359,684 shares of common stock that are available for future issuance pursuant to our 2006 Stock Plan and 4,619,477 shares of
common stock that are available for future issuance pursuant to our 2013 Stock Plan. Excludes shares covered by an outstanding
plan award that, subsequent to January€30, 2016, ultimately are not delivered on an unrestricted basis (for example, because the
award is forfeited, canceled, settled in cash or used to satisfy tax withholding obligations).
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