Sears 2014 Annual Report Download - page 18

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18
PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities
Holdings' common stock is quoted on The NASDAQ Stock Market under the ticker symbol SHLD. There
were 11,887 shareholders of record at February 28, 2015. The quarterly high and low sales prices for Holdings'
common stock are set forth below.
Fiscal Year 2014
Sears Holdings
First
Quarter Second
Quarter Third
Quarter Fourth
Quarter
Common stock price
High $ 51.06 $ 45.00 $ 40.78 $ 48.25
Low $ 31.26 $ 34.88 $ 24.10 $ 30.70
Fiscal Year 2013
Sears Holdings
First
Quarter Second
Quarter Third
Quarter Fourth
Quarter
Common stock price
High $ 54.22 $ 60.74 $ 66.00 $ 67.50
Low $ 43.72 $ 41.84 $ 38.88 $ 34.21
Holdings has not paid over the two most recent fiscal years and does not expect to pay cash dividends in the
foreseeable future.
Equity Compensation Plan Information
The following table reflects information about securities authorized for issuance under our equity
compensation plans at January 31, 2015.
Plan Category
Number of securities
to be issued upon
exercise of
outstanding options,
warrants and
rights
Weighted-average
exercise price of
outstanding
options,
warrants and
rights
Number of securities
remaining available for
future issuance
under equity
compensation plans*
Equity compensation plans approved by security holders . . — — 5,192,251
Equity compensation plans not approved by security
holders. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — —
Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — 5,192,251
__________________
* Represents shares of common stock that may be issued pursuant to our 2006 Stock Plan or our 2013 Stock Plan. Awards under the
2006 Stock Plan may be restricted stock awards, a grant of shares of our common stock in connection with an award made under a
long-term incentive plan, or certain other stock-based awards. Awards under the 2013 Stock Plan may be restricted stock, stock
unit awards, incentive stock options, nonqualified stock options, stock appreciation rights, or certain other stock-based awards.
The 2013 Stock Plan also allows common stock of Holdings to be awarded in settlement of an incentive award under the Sears
Holdings Corporation Umbrella Incentive Program (and any incentive program established thereunder). The shares shown consist
of 367,216 shares of common stock that are available for future issuance pursuant to our 2006 Stock Plan and 4,825,035 shares of
common stock that are available for future issuance pursuant to our 2013 Stock Plan. Excludes shares covered by an outstanding
plan award that, subsequent to January 31, 2015, ultimately are not delivered on an unrestricted basis (for example, because the
award is forfeited, canceled, settled in cash or used to satisfy tax withholding obligations).