Sears 2013 Annual Report Download - page 18

Download and view the complete annual report

Please find page 18 of the 2013 Sears annual report below. You can navigate through the pages in the report by either clicking on the pages listed below, or by using the keyword search tool below to find specific information within the annual report.

Page out of 137

  • 1
  • 2
  • 3
  • 4
  • 5
  • 6
  • 7
  • 8
  • 9
  • 10
  • 11
  • 12
  • 13
  • 14
  • 15
  • 16
  • 17
  • 18
  • 19
  • 20
  • 21
  • 22
  • 23
  • 24
  • 25
  • 26
  • 27
  • 28
  • 29
  • 30
  • 31
  • 32
  • 33
  • 34
  • 35
  • 36
  • 37
  • 38
  • 39
  • 40
  • 41
  • 42
  • 43
  • 44
  • 45
  • 46
  • 47
  • 48
  • 49
  • 50
  • 51
  • 52
  • 53
  • 54
  • 55
  • 56
  • 57
  • 58
  • 59
  • 60
  • 61
  • 62
  • 63
  • 64
  • 65
  • 66
  • 67
  • 68
  • 69
  • 70
  • 71
  • 72
  • 73
  • 74
  • 75
  • 76
  • 77
  • 78
  • 79
  • 80
  • 81
  • 82
  • 83
  • 84
  • 85
  • 86
  • 87
  • 88
  • 89
  • 90
  • 91
  • 92
  • 93
  • 94
  • 95
  • 96
  • 97
  • 98
  • 99
  • 100
  • 101
  • 102
  • 103
  • 104
  • 105
  • 106
  • 107
  • 108
  • 109
  • 110
  • 111
  • 112
  • 113
  • 114
  • 115
  • 116
  • 117
  • 118
  • 119
  • 120
  • 121
  • 122
  • 123
  • 124
  • 125
  • 126
  • 127
  • 128
  • 129
  • 130
  • 131
  • 132
  • 133
  • 134
  • 135
  • 136
  • 137

18
PART II
Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities
Holdings' common stock is quoted on The NASDAQ Stock Market under the ticker symbol SHLD. There
were 13,148 shareholders of record at March 1, 2014. The quarterly high and low sales prices for Holdings' common
stock are set forth below.
Fiscal Year 2013
Sears Holdings
First
Quarter Second
Quarter Third
Quarter Fourth
Quarter
Common stock price
High . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 54.22 $ 60.74 $ 66.00 $ 67.50
Low. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 43.72 $ 41.84 $ 38.88 $ 34.21
Fiscal Year 2012
Sears Holdings
First
Quarter Second
Quarter Third
Quarter Fourth
Quarter
Common stock price
High . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 85.90 $ 65.70 $ 67.20 $ 68.77
Low. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . $ 41.14 $ 46.28 $ 47.01 $ 38.40
Holdings has not paid and does not expect to pay cash dividends in the foreseeable future.
Equity Compensation Plan Information
The following table reflects information about securities authorized for issuance under our equity
compensation plans at February 1, 2014.
Plan Category
(a)
Number of securities
to be issued upon
exercise of
outstanding options,
warrants and
rights
(b)
Weighted-average
exercise price of
outstanding
options,
warrants and
rights
(c)
Number of securities
remaining available for
future issuance
under equity
compensation plans*
Equity compensation plans approved by security
holders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — 5,270,385
Equity compensation plans not approved by security
holders . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — —
Total. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . — — 5,270,385
__________________
* Represents shares of common stock that may be issued pursuant to our 2006 Stock Plan or our 2013 Stock Plan. Awards under the
2006 Stock Plan may be restricted stock awards, a grant of shares of our common stock in connection with an award made under a
long-term incentive plan, or certain other stock-based awards. Awards under the 2013 Stock Plan may be restricted stock, stock
unit awards, incentive stock options, nonqualified stock options, stock appreciation rights, or certain other stock-based awards.
The 2013 Stock Plan also allows common stock of Holdings to be awarded in settlement of an incentive award under the Sears
Holdings Corporation Umbrella Incentive Program (and any incentive program established thereunder). The shares shown consist
of 277,583 shares of common stock that are available for future issuance pursuant to our 2006 Stock Plan and 4,992,802 shares of
common stock that are available for future issuance pursuant to our 2013 Stock Plan. Excludes shares covered by an outstanding
plan award that, subsequent to February 1, 2014, ultimately are not delivered on an unrestricted basis (for example, because the
award is forfeited, canceled, settled in cash or used to satisfy tax withholding obligations).