Pitney Bowes 2009 Annual Report Download - page 52

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PART IV
ITEM 15. – EXHIBITS AND FINANCIAL STATEMENT SCHEDULES
(a) 1. Financial statements - see Item 8 on page 30 and "Index to Consolidated Financial Statements and Supplemental Data" on
page 38 of this Form 10-K.
2. Financial statement schedules - see "Index to Consolidated Financial Statements and Supplemental Data" on page 38 of this
Form 10-K.
3. Exhibits (numbered in accordance with Item 601 of Regulation S-K).
Reg. S-K
exhibits Description Status or incorporation by reference
(3)(a) Restated Certificate of Incorporation, as amended Incorporated by reference to Exhibit (3) to Form 10-Q as filed with
the Commission on August 14, 1996. (Commission file number 1-
3579)
(a.1) Certificate of Amendment to the Restated Certificate of
Incorporation (as amended May 29, 1996)
Incorporated by reference to Exhibit (a.1) to Form 10-K as filed with
the Commission on March 27, 1998. (Commission file number 1-
3579)
(b) Pitney Bowes Inc. Amended and Restated By-laws Incorporated by reference to Exhibit (3)(ii) to Form 10-Q as filed
with the Commission on August 6, 2007. (Commission file number
1-3579)
(4)(a) Preference Share Purchase Rights Agreement dated December
11, 1995 between the Company and Chemical Mellon
Shareholder Services, LLC, as Rights Agent, as amended
Incorporated by reference to Exhibit (4) to Form 8-K as filed with
the Commission on March 13, 1996. (Commission file number 1-
3579)
(a.1) Certificate of amendment to the Preference Share Purchase
Rights Agreement dated December 11, 1995 between the
Company and Chemical Mellon Shareholder Services, LLC, as
Rights Agent, as amended December 8, 1998
Incorporated by reference to Exhibit (4.4) to Form 8-A/A as filed
with the Commission on December 19, 2003. (Commission file
number 1-3579)
(b) Form of Indenture between the Company and SunTrust Bank,
as Trustee
Incorporated by reference to Exhibit 4.4 to Registration Statement
on Form S-3 (No. 333-72304) as filed with the Commission on
October 26, 2001.
(c) Supplemental Indenture No. 1 dated April 18, 2003 between
the Company and SunTrust Bank, as Trustee
Incorporated by reference to Exhibit 4.1 to Form 8-K as filed with
the Commission on August 18, 2004.
(d) Form of Indenture between the Company and Citibank, N.A.,
as Trustee, dated as of February 14, 2005
Incorporated by reference to Exhibit 4(a) to Registration Statement
on Form S-3ASR (No. 333-151753) as filed with the Commission
on June 18, 2008.
(e) First Supplemental Indenture, by and among Pitney Bowes
Inc., The Bank of New York, and Citibank, N.A., to the
Indenture, dated as of February 14, 2005, by and between the
Company and Citibank
Incorporated by reference to Exhibit 4.1 to Form 8-K as filed with
the Commission on October 24, 2007. (Commission file number 1-
3579)
(f) Pitney Bowes Inc. Global Medium-Term Note (Fixed Rate),
issue date March 7, 2008
Incorporated by reference to Exhibit 4(d)(1) to Form 8-K as filed
with the Commission on March 7, 2008. (Commission file number
1-3579)
The Company has outstanding certain other long-term indebtedness. Such long-term indebtedness does not exceed 10% of the total
assets of the Company; therefore, copies of instruments defining the rights of holders of such indebtedness are not included as
exhibits. The Company agrees to furnish copies of such instruments to the SEC upon request.
Executive Compensation Plans:
(10)(a) Retirement Plan for Directors of Pitney Bowes Inc. Incorporated by reference to Exhibit (10a) to Form 10-K as filed
with the Commission on March 30, 1993. (Commission file number
1-3579)
(b) Pitney Bowes Inc. Directors’ Stock Plan (as amended and
restated 1999)
Incorporated by reference to Exhibit (i) to Form 10-K as filed with
the Commission on March 30, 2000. (Commission file number 1-
3579)