Kroger 2010 Annual Report Download - page 50

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48
BE N E F I C I A L OW N E R S H I P O F CO M M O N ST O C K
As of February 16, 2011, Kroger’s directors, the named executive officers, and the directors and
executive officers as a group, beneficially owned Kroger common shares as follows:
Name
Amount and Nature
of
Beneficial Ownership
Reuben V. Anderson .................................................. 80,915(1)
Donald E. Becker ..................................................... 576,788(2)(3)(4)
Robert D. Beyer ...................................................... 122,962(1)
David B. Dillon ...................................................... 2,393,309(2)(3)(5)
Paul W. Heldman ..................................................... 572,364(2)(3)
Susan J. Kropf ....................................................... 21,150(6)
John T. LaMacchia .................................................... 93,750(1)
David B. Lewis. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54,875(7)
W. Rodney McMullen ................................................. 1,200,446(2)(3)
Jorge P. Montoya ..................................................... 17,311(6)
Clyde R. Moore ...................................................... 71,350(1)
Susan M. Phillips ..................................................... 55,185(8)
Steven R. Rogel ...................................................... 70,178(1)
James A. Runde ...................................................... 28,650(9)
Ronald L. Sargent .................................................... 27,650(9)
J. Michael Schlotman ................................................. 268,968(2)(3)
Bobby S. Shackouls ................................................... 57,150(1)
Directors and Executive Officers as a group (including those named above) ...... 7,786,855(2)(3)
(1) This amount includes 32,900 shares that represent options that are or become exercisable on or
before April 17, 2011.
(2) This amount includes shares that represent options that are or become exercisable on or before
April 17, 2011, in the following amounts: Mr. Becker, 341,667; Mr. Dillon, 1,409,000; Mr. Heldman,
261,667; Mr. McMullen, 523,000; Mr. Schlotman, 160,000; and all directors and executive officers as a
group, 4,345,534. Pursuant to his stock option agreements, all of Mr. Becker’s options, with the exception
of 13,333 performance stock options, became exercisable on his death on February 16, 2011.
(3) The fractional interest resulting from allocations under Kroger’s defined contribution plans has been
rounded to the nearest whole number.
(4) This amount includes 10,228 shares owned by Mr. Becker’s wife.
(5) This amount includes 110,318 shares owned by Mr. Dillon’s wife, and 18,008 shares in his children’s
trust. Mr. Dillon disclaims beneficial ownership of these shares.
(6) This amount includes 6,900 shares that represent options that are or become exercisable on or before
April 17, 2011.
(7) This amount includes 30,900 shares that represent options that are or become exercisable on or
before April 17, 2011.
(8) This amount includes 20,900 shares that represent options that are or become exercisable on or
before April 17, 2011.
(9) This amount includes 10,900 shares that represent options that are or become exercisable on or
before April 17, 2011.