Dollar General 2015 Annual Report Download - page 154

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10-K
ITEM 12. SECURITY OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT
AND RELATED STOCKHOLDER MATTERS
(a) Equity Compensation Plan Information. The following table sets forth information about
securities authorized for issuance under our compensation plans (including individual compensation
arrangements) as of January 29, 2016:
Number of
securities remaining
available for future
Number of securities issuance under
to be issued upon Weighted-average equity compensation
exercise of exercise price of plans (excluding
outstanding options, outstanding options, securities reflected
warrants and rights warrants and rights in column (a))
Plan category (a) (b) (c)
Equity compensation plans approved by
security holders(1) ................... 3,539,160 $56.43 18,556,241
Equity compensation plans not approved by
security holders ..................... — — —
Total(1) .......................... 3,539,160 $56.43 18,556,241
(1) Column (a) consists of shares of common stock issuable upon exercise of outstanding options and
upon vesting and payment of share units and deferred shares, including dividend equivalents
accrued thereon, under the Amended and Restated 2007 Stock Incentive Plan. Share units,
deferred shares and dividend equivalents are settled for shares of common stock on a one-for-one
basis and have no exercise price. Accordingly, they have been excluded for purposes of computing
the weighted-average exercise price in column (b). Column (c) consists of shares reserved for
issuance pursuant to the Amended and Restated 2007 Stock Incentive Plan, whether in the form of
stock, restricted stock, share units, or other share-based awards or upon the exercise of an option
or right.
(b) Other Information. The information required by this Item 12 regarding security ownership of
certain beneficial owners and our management is contained under the caption ‘‘Security Ownership’’ in
the 2016 Proxy Statement, which information under such caption is incorporated herein by reference.
ITEM 13. CERTAIN RELATIONSHIPS AND RELATED TRANSACTIONS, AND DIRECTOR
INDEPENDENCE
The information required by this Item 13 regarding certain relationships and related transactions is
contained under the caption ‘‘Transactions with Management and Others’’ in the 2016 Proxy Statement,
which information under such caption is incorporated herein by reference.
The information required by this Item 13 regarding director independence is contained under the
caption ‘‘Director Independence’’ in the 2016 Proxy Statement, which information under such caption is
incorporated herein by reference.
ITEM 14. PRINCIPAL ACCOUNTING FEES AND SERVICES
The information required by this Item 14 regarding fees we paid to our principal accountant and
the pre-approval policies and procedures established by the Audit Committee of our Board of Directors
is contained under the caption ‘‘Fees Paid to Auditors’’ in the 2016 Proxy Statement, which information
under such caption is incorporated herein by reference.
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