ADT 2012 Annual Report Download - page 126

PART II
Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of
Equity Securities.
Our common stock is listed on the New York Stock Exchange (“NYSE”) under the symbol “ADT”. As of
the close of business on November 16, 2012, there were 21,332 holders of record of our common stock. High and
low sales prices per share of our common stock as reported by the NYSE for each full quarterly period of fiscal
years 2012 and 2011 are not provided as ADT common shares did not begin “regular way” trading on the NYSE
until October 1, 2012.
Dividends
We intend to pay an annual dividend of approximately $0.50 per common share in four quarterly
installments. The timing, declaration and payment of future dividends to holders of our common stock fall within
the discretion of our board of directors and will depend on our financial condition and results of operations, the
capital requirements of our business, covenants associated with debt obligations, legal requirements, regulatory
constraints, industry practice and other factors deemed relevant by our board of directors.
Equity Compensation Plan Information
The following table provides information as of September 28, 2012 with respect to ADT’s common shares
issuable under its equity compensation plans:
Equity Compensation Plan
Plan Category
Number of
securities to be
issued upon
exercise of
outstanding
options, warrants
and rights
(a)
Weighted-average
exercise price of
outstanding
options, warrants
and rights
(b)
Number of
securities remaining
available for future
issuance under
equity compensation plans
(excluding securities
reflected in column (a))
(c)
Equity compensation plans
approved by shareholders:
2012 Stock and
Incentive Plan(1) .... 11,007,182 $19.20 8,000,000
Equity compensation plans
not approved by
shareholders ........... — — —
Total ........... 11,007,182 8,000,000
(1) The ADT Corporation 2012 Stock and Incentive Plan (the “Plan”) provides for the award of stock options,
restricted stock units, performance share units and other equity and equity-based awards to officers and
non-officer employees as well as members of our board of directors. Amounts shown in column (a) include
7,837,941 shares that may be issued upon the exercise of stock options, 559,722 deferred stock units
(“DSU”) and dividend equivalents earned on such DSUs, and 2,609,519 shares that may be issued upon the
vesting of restricted stock units. The weighted-average exercise price in column (b) is inclusive of the
outstanding DSUs and restricted stock units, both of which can be exercised for no consideration. Excluding
the DSUs and restricted stock units, the weighted-average exercise price is equal to $26.97.
34