TCF Bank 2015 Annual Report Download - page 132

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117
INDEX TO EXHIBITS
Exhibit
Number Description
3(a) Amended and Restated Certificate of Incorporation of TCF Financial Corporation [incorporated by reference to Exhibit 3.1 to
TCF Financial Corporation’s Current Report on Form 8-K filed April 28, 2015 (No. 15798862)]
3(b) Amended and Restated Bylaws of TCF Financial Corporation [incorporated by reference to Exhibit 3.1 to TCF Financial
Corporation’s Current Report on Form 8-K filed October 20, 2015 (No.151166907)]
4(a) Warrant Agreement dated December 15, 2009 by and among TCF Financial Corporation, Computershare, Inc. and
Computershare Trust Company, N.A. [incorporated by reference to Exhibit 4.1 to TCF Financial Corporation’s Form 8-A filed
December 16, 2009 (No. 091243195)]
4(b) Specimen Warrant to Purchase Shares of Common Stock of TCF Financial Corporation [incorporated by reference to Exhibit
4.2 to TCF Financial Corporation’s Form 8-A filed December 16, 2009 (No. 0912431945)]
4(c) Specimen Common Stock Certificate of TCF Financial Corporation [incorporated by reference to Exhibit 4.3 to TCF Financial
Corporation’s Registration Statement on Form S-3ASR filed May 29, 2012 (No. 12874917)]
4(d) Form of Certificate for Series A Non-Cumulative Perpetual Preferred Stock [incorporated by reference to Exhibit 4.1 to TCF
Financial Corporation’s Current Report on Form 8-K filed June 22, 2012 (No. 12922780)]
4(e) Deposit Agreement dated June 25, 2012 by and among TCF Financial Corporation, Computershare Trust Company, N.A.
and Computershare Inc. and the holders from time to time of the Depositary Receipts described therein [incorporated by
reference to Exhibit 4.1 to TCF Financial Corporation’s Current Report on Form 8-K filed June 25, 2012 (No. 12923856)]
4(f) Form of Depositary Receipt (included as part of Exhibit 4(e)) [incorporated by reference to Exhibit 4.1 to TCF Financial
Corporation’s Current Report on Form 8-K filed June 25, 2012 (No. 12923856)]
4(g) Form of Certificate for 6.45% Series B Non-Cumulative Perpetual Preferred Stock [incorporated by reference to Exhibit 4.1
to TCF Financial Corporation’s Current Report on Form 8-K filed December 18, 2012 (No. 121271334)]
4(h) Copies of instruments with respect to long-term debt will be furnished to the Securities and Exchange Commission upon
request.
10(a)* TCF Financial 2015 Omnibus Incentive Plan [incorporated by reference to Exhibit 10.1 to TCF Financial Corporation’s Current
Report on Form 8-K filed April 28, 2015 (No. 15798862)]
10(a)-1* Form of Restricted Stock Award Agreement under the TCF Financial 2015 Omnibus Incentive Plan [incorporated by reference
to Exhibit 10.2 to TCF Financial Corporation’s Current Report on Form 8-K filed April 28, 2015 (No. 15798862)]
10(a)-2* Form of Performance-Based Restricted Stock Award Agreement under the TCF Financial 2015 Omnibus Incentive Plan
[incorporated by reference to Exhibit 10.3 to TCF Financial Corporation’s Current Report on Form 8-K filed April 28, 2015
(No. 15798862)]
10(a)-3* Form of Restricted Stock Unit Agreement under the TCF Financial 2015 Omnibus Incentive Plan [incorporated by reference
to Exhibit 10.4 to TCF Financial Corporation’s Current Report on Form 8-K filed April 28, 2015 (No. 15798862)]
10(a)-4* Form of Performance-Based Restricted Stock Unit Agreement under the TCF Financial 2015 Omnibus Incentive Plan
[incorporated by reference to Exhibit 10.5 to TCF Financial Corporation’s Current Report on Form 8-K filed April 28, 2015
(No. 15798862)]
10(a)-5* 2015 Performance-Based Restricted Stock Unit Agreement under the TCF Financial 2015 Omnibus Incentive Plan entered
into by certain executives [incorporated by reference to Exhibit 10.6 to TCF Financial Corporation’s Current Report on Form
8-K filed April 28, 2015 (No. 15798862)]
10(a)-6*# Form of 2016 Management Incentive Plan - Executive, as executed by certain executives
10(b)* TCF Financial Incentive Stock Program, as amended and restated April 24, 2013 [incorporated by reference to Exhibit 10.1
to TCF Financial Corporation’s Current Report on Form 8-K filed April 30, 2013 (No. 13797581)]
10(b)-1* Form of Nonqualified Stock Option Award Agreement as executed by certain executives [incorporated by reference to Exhibit
10(b)-10 to TCF Financial Corporation’s Current Report on Form 8-K filed January 25, 2008 (No. 08551203)]
10(b)-2* Nonqualified Stock Option Award Agreement as executed by William A. Cooper, effective July 31, 2008 [incorporated by
reference to Exhibit 10(b)-11 to TCF Financial Corporation’s Current Report on Form 8-K filed August 6, 2008 (No. 08995870)]
10(b)-3* Form of Restricted Stock Award Agreement as executed by certain executives [incorporated by reference to Exhibit 10(b)-14
to TCF Financial Corporation’s Current Report on Form 8-K filed January 23, 2009 (No. 09543236)]
10(b)-4* Form of Deferred Restricted Stock Award Agreement as executed by certain executives [incorporated by reference to Exhibit
10(b)-16 to TCF Financial Corporation’s Current Report on Form 8-K filed February 18, 2011 (No. 11625311)]
10(b)-5* Form of Performance-Based Restricted Stock Award Agreement as executed by William A. Cooper, effective January 17,
2012 [incorporated by reference to Exhibit 10.2 to TCF Financial Corporation’s Current Report on Form 8-K filed January 20,
2012 (No. 12537269)]
10(b)-6* Form of Performance-Based Restricted Stock Award Agreement as executed by certain executives [incorporated by reference
to Exhibit 10.3 to TCF Financial Corporation’s Current Report on Form 8-K filed January 20, 2012 (No. 12537269)]
10(b)-7* Performance-Based Restricted Stock Award Agreement between TCF Financial Corporation and William A. Cooper dated
March 10, 2014 [incorporated by reference to Exhibit 10.2 to TCF Financial Corporation’s Current Report on Form 8-K filed
March 13, 2014 (No. 14688801)]
10(c) TCF Performance-Based Compensation Policy for Covered Executive Officers, as approved effective January 1, 2013
[incorporated by reference to Exhibit 10.2 to TCF Financial Corporation’s Current Report on Form 8-K filed April 30, 2013
(No. 13797581)]
10(c)-1* Form of 2015 Management Incentive Plan - Executive, as executed by certain executives [incorporated by reference to Exhibit
10(c)-1 of TCF Financial Corporation Annual Report on Form 10-K for the fiscal year ended December 31, 2014 (No. 15639563)]
10(d)* Amended and Restated Employment Agreement with William A. Cooper effective as of March 10, 2014 [incorporated by
reference to Exhibit 10.1 to TCF Financial Corporation’s Current Report on Form 8-K filed March 13, 2014 (No. 14688801)]