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142
PART IV
Item 15 — Exhibits, Financial Statement Schedules
1. Consolidated Financial Statements:
Management Report on Internal Controls Over Financial Reporting — For the year ended Dec. 31, 2011.
Report of Independent Registered Public Accounting Firm — Financial Statements
Report of Independent Registered Public Accounting Firm — Internal Controls Over Financial Reporting
Consolidated Statements of Income — For the three years ended Dec. 31, 2011, 2010 and 2009.
Consolidated Statements of Cash Flows — For the three years ended Dec. 31, 2011, 2010 and 2009.
Consolidated Balance Sheets — As of Dec. 31, 2011 and 2010.
2. Schedule I — Condensed Financial Information of Registrant.
Schedule II — Valuation and Qualifying Accounts and Reserves for the years ended Dec. 31, 2011, 2010 and
2009.
3. Exhibits
* Indicates incorporation by reference
+ Executive Compensation Arrangements and Benefit Plans Covering Executive Officers and Directors
t Certain portions of this agreement have been omitted pursuant to a request for confidential treatment and have been filed
separately with the SEC.
PSCo
2.01* t Purchase and Sale Agreement by and between Riverside Energy Center, LLC and Calpine Development
Holdings, Inc., as Sellers, and PSCo, as Purchaser, dated as of April 2, 2010 (excluding certain schedules and
exhibits referred to in the agreement, as amended, which the Registrant agrees to furnish supplemental to the
SEC upon request) (Exhibit 2.01 to Form 10-Q for the quarter ended June 30, 2010 (file no. 001-03034)).
Xcel Energy Inc.
3.01* Amended and Restated Articles of Incorporation of Xcel Energy Inc., as filed on May 20, 2011 (Exhibit 3.01 to
Form 8-K of Xcel Energy file number 001-03034, dated May 18, 2011).
3.02* Restated By-Laws of Xcel Energy Inc. (Exhibit 3.01 to Form 8-K dated Aug. 12, 2008 (file no. 001-03034)).
Xcel Energy Inc.
4.01* Indenture dated Dec. 1, 2000, between Xcel Energy Inc. and Wells Fargo Bank, Minnesota, National
Association (NA), as Trustee. (Exhibit 4.01 to Form 8-K (file no. 001-03034) dated Dec. 18, 2000).
4.02* Supplemental Indenture No. 3 dated June 1, 2006 between Xcel Energy Inc. and Wells Fargo Bank, Minnesota,
NA, as Trustee, creating $300 million principal amount of 6.5 percent Senior Notes, Series due 2036
(Exhibit 4.01 to Current Report on Form 8-K (file no. 001-03034) dated June 6, 2006).
4.03* Supplemental Indenture No. 4 dated March 30, 2007 between Xcel Energy Inc. and Wells Fargo Bank,
Minnesota, NA, as Trustee, creating $253.979 million aggregate principal amount of 5.613 percent Senior
Notes, Series due 2017 (Exhibit 4.1 to Form 8-K (file no. 001-03034) dated March 30, 2007).
4.04* Junior Subordinated Indenture, dated as of Jan. 1, 2008, by and between Xcel Energy Inc. and Wells Fargo
Bank, Minnesota, NA, as Trustee (Exhibit 4.01 to Form 8-K (file no. 001-03034) dated Jan. 16, 2008).
4.05* Supplemental Indenture No. 1, dated Jan. 16, 2008, by and between Xcel Energy Inc. and Wells Fargo Bank,
Minnesota, NA, as Trustee, creating $400 million principal amount of 7.6 percent Junior Subordinated Notes,
Series due 2068 (Exhibit 4.02 to Form 8-K (file no. 001-03034) dated Jan. 16, 2008).
4.06* Replacement Capital Covenant, dated Jan. 16, 2008 (Exhibit 4.03 to Form 8-K (file no. 001-03034) dated
Jan. 16, 2008).
4.07* Supplemental Indenture No. 5 dated as of May 1, 2010 between Xcel Energy Inc. and Wells Fargo Bank, NA,
as Trustee, creating $550 million principal amount of 4.70 percent Senior Notes, Series due May 15, 2020
(Exhibit 4.01 to Form 8-K (file no. 001-03034) dated May 13, 2010).
4.08* Supplemental Indenture No. 6 dated as of Sept. 1, 2011 between Xcel Energy Inc. and Wells Fargo Bank,
National Association (NA), as Trustee, creating $250 million principal amount of 4.80 percent Senior Notes,
Series due 2041. (Exhibit 4.01 to Form 8-K dated Sept. 12, 2011 (file no. 001-03034)).