XM Radio 2012 Annual Report Download - page 28

How much stock do our directors and executive officers own?
The following table shows the number of shares of common stock beneficially owned by each of our
directors, each of our named executive officers and all of our directors and executive officers as a group as of
February 28, 2013.
Name of Beneficial Owner
Number of Shares
of Common Stock
Beneficially Owned(1)
Percent
of Class
Joan L. Amble ............................................ 1,209,378 *
Mark D. Carleton(2) ........................................ — *
David J.A. Flowers(2) ...................................... 267,141 *
Eddy W. Hartenstein ....................................... 1,255,378 *
James P. Holden ........................................... 78,876 *
Gregory B. Maffei(2) ....................................... 267,141 *
John C. Malone(2) ......................................... 267,141 *
James F. Mooney(3) ........................................ 1,225,891 *
Robin S. Pringle(2) ......................................... — *
Charles Y. Tanabe ......................................... — *
Carl E. Vogel ............................................. 14,977 *
Vanessa A. Wittman ........................................ 14,977 *
James E. Meyer ........................................... 3,720,491 *
Scott A. Greenstein ........................................ 3,364,033 *
Dara F. Altman ............................................ 52,450 *
Patrick L. Donnelly ........................................ 5,133,525 *
David J. Frear(4) .......................................... 7,077,946 *
All Executive Officers and Directors as a Group (17 persons) ....... 23,949,345 *
* Less than 1% of our outstanding shares of common stock.
(1) These amounts include shares of common stock, restricted shares of common stock and restricted stock units
that the individuals hold. Also included are the following numbers of shares of common stock acquired under
and held in our 401(k) savings plan as of February 28, 2013: Mr. Meyer — 5,355 shares; Mr. Greenstein —
72,033 shares; Ms. Altman — 52,450; Mr. Donnelly — 16,651 shares; and Mr. Frear — 85,046 shares.
(2) Ms. Pringle and Messrs. Carleton, Flowers, Maffei and Malone are employees of Liberty Media, which
beneficially owns 3,298,774,821 shares (or 50.9%) of our common stock, and they disclaim beneficial
ownership of the shares owned by Liberty Media and its affiliates.
(3) Includes 9,100 shares held as custodian for Mr. Mooney’s child.
(4) Includes 1,900 shares held by Mr. Frear’s spouse.
Section 16(a) Beneficial Ownership Reporting Compliance
Based solely upon a review of reports filed pursuant to Section 16(a) of the Exchange Act and written
representations furnished to us during our most recent fiscal year, we know of no director, executive officer or
beneficial owner of more than ten percent of our common stock who failed to file on a timely basis reports of
beneficial ownership of our common stock as required by Section 16(a) of the Exchange Act, as amended, other
than a late filing of a Form 3 by Mr. Stephen Cook, our Executive Vice President, Sales and Automotive, as a
result of his failure to disclose certain shares of common stock held by him upon his appointment as an executive
officer and a late filing of a Form 5 by Carl Vogel, a director, as a result of his failure to disclose a gift of certain
shares of common stock held by him.
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