Kroger 2013 Annual Report Download - page 40

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38
Option Awards Stock Awards
Name
Number of
Securities
Underlying
Unexercised
Options
(#)
Exercisable
Number of
Securities
Underlying
Unexercised
Options
(#)
Unexercisable
Equity
Incentive
Plan
Awards:
Number of
Securities
Underlying
Unexercised
Unearned
Options
(#)
Option
Exercise
Price
($)
Option
Expiration
Date
Number of
Shares or
Units of Stock
That Have
Not Vested
(#)
Market
Value of
Shares or
Units of
Stock That
Have Not
Vested
($)
Equity
Incentive
Plan
Awards:
Number of
Unearned
Shares,
Units or
Other
Rights That
Have
Not Vested
Equity
Incentive
Plan
Awards:
Market or
Payout Value
of Unearned
Shares,
Units or
Other Rights
That Have
Not Vested
Paul฀W.฀Heldman 25,000 $19.94 5/4/2016 2,500(6) $90,250
25,000 $28.27 6/28/2017 4,500(7) $162,450
25,000 $28.61 6/26/2018 9,765(8) $352,517
20,000 5,000(1) $22.34 6/25/2019 14,820(11) $535,002
18,000 12,000(2) $20.16 6/24/2020 18,525(10) $668,753
฀17,360 26,040(3) $24.74 6/23/2021 8,769(18) $332,063
9,880 39,520(4) $21.96 7/12/2022 6,175(19) $234,866
49,400(5) $37.76 7/15/2023
Michael฀L.฀Ellis 15,000 $19.94 5/4/2016 2,000(6) $72,200
20,000 $28.27 6/28/2017 3,000(7) $ 108,300
20,000 $28.61 6/26/2018 4,950(8) $178,695
16,000 4,000(1) $22.34 6/25/2019 6,600(11) $238,260
12,000 8,000(2) $20.16 6/24/2020 6,667(17) $240,679
8,800 13,200(3) $24.74 6/23/2021 9,510(10) $ 343,311
4,400 17,600(4) $21.96 7/12/2022 25,000(13) $902,500
25,360(5) $37.76 7/15/2023
3,905(18) $147,882
3,170(19) $120,571
(1)฀ Stock฀options฀vest฀on฀6/25/2014.
(2)฀ Stock฀options฀vest฀in฀equal฀amounts฀on฀6/24/2014฀and฀6/24/2015.
(3)฀ Stock฀options฀vest฀in฀equal฀amounts฀on฀6/23/2014,฀6/23/2015฀and฀6/23/2016.
(4)฀ Stock฀options฀vest฀in฀equal฀amounts฀on฀7/12/2014,฀7/12/2015,฀7/12/2016฀and฀7/12/2017.
(5)฀ Stock฀options฀vest฀in฀equal฀amounts฀on฀7/15/2014,฀7/15/2015,฀7/15/2016,฀7/15/2017฀and฀7/15/2018.
(6)฀ Restricted฀stock฀vests฀on฀6/25/2014.
(7)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀6/24/2014฀and฀6/24/2015.
(8)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀6/23/2014,฀6/23/2015฀and฀6/23/2016.
(9)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀7/12/2014,฀7/12/2015฀and฀7/12/2016.
(10)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀7/15/2014,฀7/15/2015,฀7/15/2016,฀7/15/2017฀and฀7/15/2018.
(11)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀7/12/2014,฀7/12/2015,฀7/12/2016฀and฀7/12/2017.
(12)฀ Restricted฀ stock฀ vests฀ as฀ follows:฀ 3,250฀ shares฀ on฀ 12/12/2014,฀ 3,250฀ shares฀ on฀ 12/12/2015฀ and฀
6,500฀shares฀on฀12/12/2016.
(13)฀ Restricted฀ stock฀ vests฀ in฀ equal฀ amounts฀ on฀ 12/12/2014,฀ 12/12/2015,฀ 12/12/2016,฀ 12/12/2017฀ and฀
12/12/2018.
(14)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀7/12/2014฀and฀7/12/2015.
(15)฀ Restricted฀stock฀vests฀in฀equal฀amounts฀on฀7/15/2014฀and฀7/15/2015.